Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...
Requisition Number: 67269 Corning is vital to progress in the industries we help shape and in the world we share. We invent life-changing technologies using materials science. Our scientific and...
Duties and Responsibilities Provides Leadership and Supervision by directly managing the CRA, Fair Banking, Mortgage Quality Control and General Bank Compliance Managers....
Job Objective: Responsible for implementation of Pipeline Risk & Compliance program at Hilcorp Alaska. This is a diverse program including Pipeline Compliance, IMP and Pipeline Risk, Subsidence...
Job Title: Consumer Compliance Manager Location: Mount Laurel, NJ/ Wilmington, DE/ Charlotte, NC Duration: 12+ Months Job Description: In this role, you will perform and supervise/oversee consumer compliance...
Duties and Responsibilities Provides Leadership and Supervision by directly managing the CRA, Fair Banking, Mortgage Quality Control and General Bank Compliance Managers....
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
As a trusted advisor to senior management, the Risk & Compliance Manager will conduct risk assessments, drive internal audits, and maintain crucial regulatory relationships....
VACANCY ANN #: STOI-25-024 TITLE: REVENUE CYCLE & COMPLIANCE DIRECTOR SUPERVISOR: CEO, DAVID C. WYNECOOP HEALTH CENTER DEPARTMENT: DAVID C. WYNECOOP HEALTH CENTER LOCATION: WELLPINIT, WA STATUS:...
Assistant Director for Compliance Training and Outreach
- Fayetteville, AR
- 1 day ago
- Fayetteville, AR
- 1 day ago
Current University of Arkansas System employees, including student employees and graduate assistants, need to log in to Workday via MyApps.Microsoft.com, then access Find Jobs from the Workday...
As a part of our Pressure Management Business Unit (PRM), we're seeking a dedicated Trade Compliance Manager to play a pivotal role in our global trade operations in our Stafford or McKinney, Texas...
Anticipated End Date: 2025-03-18 Position Title: Compliance Director Job Description: Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model...
funds, exchange-traded funds, separately managed accounts, collective investment trusts, securities, group benefit insurance products, annuities, financial planning, retirement plans, and retail advisory...
Remote WorkSubmit your application for Quality and Compliance Manager position and spend more time at the bedside with the patient....
Submit your application for Quality and Compliance Manager position and spend more time at the bedside with the patient....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Commercial Banking
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- Management Reporting
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Budgets
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »