Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

Sr. Manager, Operational Excellence
- The Boston Beer Company
- Breinigsville, PA
- 8 days ago
- The Boston Beer Company
- Breinigsville, PA
- 8 days ago
We are currently hiring a Sr. Manager, Operational Excellence in Breinigsville, PA The Senior Manager Operational Excellence leads the Lean/6Sigma journey and contributes to Enabling Commercial...
Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...
Strong communication, project management and leadership skills required to maintain and improve the SOX Program for all Facilities within the Division. Communication with sites, Division...
Overview... JBT Marel Corporation (JBTM) is seeking an experienced and detail-oriented Tax Manager to join our team. The Tax Manager will play a crucial role in managing and overseeing the...
Manager of Compliance & Ethics Investigations
- Salt Lake City, UT
- 2 hours ago
- Salt Lake City, UT
- 2 hours ago
As the Manager of US Compliance & Ethics Investigations, you will be responsible for the development of the Company's US compliance and ethics investigations program. In this role you will serve...
- South San Francisco, CA
- 5 hours ago
- South San Francisco, CA
- 5 hours ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
Governance, Risk & Compliance Manager - Lucas County Information Services
- Toledo, OH
- 5 hours ago
- Toledo, OH
- 5 hours ago
Lucas County Information Systems has an opening for a Governance, Risk and Compliance Manager (GRM) is responsible for ensuring that the department operates in full compliance with internal policies...
Position Summary Reporting to the Vice President of Operations, the Contracts and Compliance Manager will be part of a team of professionals who help deliver the benefits of labor-management Trusts....
Remote WorkTTCU Federal Credit Union is seeking a passionate and motivated Compliance Manager to join our team....
Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
Risk Compliance Manager Location Mt....
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Job Details Level: Experienced Job Location: Chicago Office - Chicago, IL Salary Range: Undisclosed Description About Cresset Cresset is a firm built by clients, for clients. As an independent,...
Job Title Emerging Markets Compliance Manager What does a successful Emerging Markets Compliance Manager do at Fiserv?...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Claims Management
- Loss Control
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Acquisitions
- Masters In Education
- Accounting
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Presentation
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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