Compliance Analyst Jobs
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
Compliance Officer – Financial Institution – Los Angeles, CA (On-site) Hands-on compliance role | Strong regulatory focus | Stable and respected organization Title: Compliance Officer Location :...
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 11 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 11 days ago
The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp rate filings, regulatory tracking, and policyholder communications....
Stroke Compliance Coordinator Registered Nurse RN
- Mechanicsville, VA
- 45+ days ago
- Mechanicsville, VA
- 45+ days ago
Description Introduction Are you looking for a place to deliver excellent care patients deserve? At Johnston-Willis Hospital we support our colleagues in their positions. Join our Team as a(an)...
Sr. Business Analyst - Compliance Risk Management
- Richmond, VA
- 23 hours ago
- Richmond, VA
- 23 hours ago
Sr. Business Analyst - Compliance Risk Management Summary: We are seeking a Senior Business Analyst as a key analytical thought leader in the US Card Compliance Testing team. Our team is...
The Enterprise Risk and Compliance Analyst is responsible for supporting Avants risk management and assurance programs....
Staff Regulatory Affairs Specialist Advertising/Labeling (hybrid)
- San Diego, CA
- 1 hour ago
- San Diego, CA
- 1 hour ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Summary The Regulatory Compliance Analyst fulfills department responsibilities necessary to ensure regulatory compliance primarily in insurance policy form development, form and rate filing, and other...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Cary, IL
- 1 hour ago
- Cary, IL
- 1 hour ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, ( Pharmaceutical Products ) to join our Medical Division. This is a Hybrid role based in Cary,...
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Assist Pharmacist in reviewing Center of Medicare & Medicaid service (CMS) prescription data claims as well...
Pay Range- $42/hr. -$45hr. Theyre looking for an experienced regulatory affairs professional who can independently manage post-market submissions assess changes, and collaborate across teams....
Requisition ID: 87084 Florida Power & Light Company is the largest electric utility in the U.S., delivering clean, affordable, and reliable electricity to approximately 12 million Floridians. With...
Broker Dealer Regulatory Governance Compliance Officer
- New York, NY
- 3 hours ago
- New York, NY
- 3 hours ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Institutional Compliance Officer - Research
- New Brunswick, NJ
- 3 hours ago
- New Brunswick, NJ
- 3 hours ago
Recruitment/Posting Title: Institutional Compliance Officer - Research Job Category: Staff & Executive - Legal Department: UFA-Univ Ethics & Compliance Overview: Rutgers, The State University of...
Title: Regulatory Compliance Analyst Location: Alpharetta, GA (onsite) Contract: 6+ Month (with possibility to extension) Job Description: The Regulatory Compliance Analyst is responsible for researching...
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs Nationwide
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »