Compliance Analyst Jobs in Alabama
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
May support and assist more experienced Risk and Compliance Analysts during routine projects and team/leader training. What Are We Looking For in This Role?...
Overview The responsibilities of this position include supporting the Banks Community Reinvestment Act (CRA) Program. This position will support the program through assistance in maintaining...
Primary Purpose: Develops, implements, and manages Wealth Management/Trust Compliance. Executes process improvements and effectively leads departmental changes. Ensures compliance with all...
COMPLIANCE MANAGER / COFA BIRMINGHAM CITY CENTRE 50K-70K Douglas Scott are on the look out for an excellent and proactive and self-motivated Compliance Manager / COFA to join our leading client at...
Government Funding Compliance Consultant - Director
- Birmingham, AL
- 27 days ago
- Birmingham, AL
- 27 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Job Description: At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong compliance culture by developing...
Job Description: At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong compliance culture by developing...
System Administrator - ACAS System Security Compliance Administrator
- Montgomery, AL
- 60+ days ago
- Montgomery, AL
- 60+ days ago
Overview SMS is seeking a dynamic, motivated individual to serve as a Senior or Mid-Level ACAS System Security Compliance Operator II or III ( depends upon experience ) in support of the 26 NOS,...
Overview Integration Innovation, Inc. (i3) is seeking a Trade Compliance Administrator to join our growing team. If you are looking for a high-energy, challenging, and fun company, i3 is the right...
Demographic Data for Alabama
Moving to Alabama? Find some basic demographic data about Alabama below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Alabama
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Alabama offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »