Compliance Analyst Jobs in Phoenix, AZ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (7 miles from Phoenix, AZ)
- 15 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (7 miles from Phoenix, AZ)
- 15 days ago
The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp rate filings, regulatory tracking, and policyholder communications....
Security Governance, Risk & Compliance Analyst - Paze
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 2 days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 2 days ago
Security Governance, Risk & Compliance Analyst - Paze position will support the Audit Readiness program within SecGRC with review and responding to Paze Customer, Merchant, and Integrator inquiries...
Senior Compliance Risk Analyst
- Tempe, AZ (9 miles from Phoenix, AZ)
- 2 days ago
- Tempe, AZ (9 miles from Phoenix, AZ)
- 2 days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
DEPARTMENT OF GAMING Arizona Department of Gaming (ADG) is the state agency charged with regulating tribal gaming, event wagering & fantasy sports contests, racing and pari-mutuel/simulcast...
Remote WorkLocation: 2721 N Central Ave, Phoenix, Arizona 85036 United States of America he Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...
SENIOR RISK & COMPLIANCE ANALYST at Highmark Health in Phoenix, Arizona, United States Job Description Company : Highmark Health Job Description : JOB SUMMARY This is a Hybrid role and will require...
Regulatory Affairs Specialist (Hybrid)
- Tempe, AZ (9 miles from Phoenix, AZ)
- 22 days ago
- Tempe, AZ (9 miles from Phoenix, AZ)
- 22 days ago
Work Flexibility: Hybrid or Onsite Stryker is hiring a Regulatory Affairs Specialist. This position is Hybrid/Onsite, supporting our Endoscopy Division in Tempe, Arizona. What you will do As a...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, monitoring business unit...
- Tempe, AZ (9 miles from Phoenix, AZ)
- 30+ days ago
- Tempe, AZ (9 miles from Phoenix, AZ)
- 30+ days ago
The Senior Analyst, Compliance Operations/Information Lifecycle Management, will primarily be responsible for performing second-line controls intended to provide oversight of the firm's regulatory...
ARIZONA DEPARTMENT OF HOUSING Housing is the foundation for success. We lead and collaborate with our community partners to create, preserve and invest in affordable housing. We protect housing...
Export Compliance Officer II for Training & Communication
- Phoenix, AZ
- 45+ days ago
- Phoenix, AZ
- 45+ days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Compliance Coordinator - Employee Benefits
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 60+ days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 60+ days ago
About HUB In a rapidly changing world, HUB advises businesses and individuals on how to prepare for the unexpected. As one of the worlds largest insurance brokers, our focus is dedicated to...
AHCCCS Arizona Health Care Cost Containment System Accountability, Community, Innovation, Leadership, Passion, Quality, Respect, Courage, Teamwork The Arizona Health Care Cost Containment System...
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 60+ days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 60+ days ago
Chief Compliance Officer StandardAero is seeking an experienced and strategic Chief Compliance Officer (CCO) to lead our compliance function and ensure adherence to all applicable laws,...
Demographic Data for Phoenix, AZ
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Salary for Compliance Analyst Jobs in Phoenix, AZ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Phoenix, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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