Compliance Analyst Jobs in California
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
Compliance Officer – Financial Institution – Los Angeles, CA (On-site) Hands-on compliance role | Strong regulatory focus | Stable and respected organization Title: Compliance Officer Location :...
Quieres desarrollar tu carrera profesional? BBVA es una empresa global con mas de 160 anos de historia que opera en mas de 25 paises en los que damos servicio a mas de 80 millones de clientes....
Do you want to take responsibility and make a difference with your work? With your expertise, we can achieve great goals together. We are WACKER - Reliable. Determined. Ambitious. As one of the...
Staff Regulatory Affairs Specialist Advertising/Labeling (hybrid)
- San Diego, CA
- 13 hours ago
- San Diego, CA
- 13 hours ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, we'll give you the...
A Biopharmaceutical organization in the San Diego area is seeking a highly experienced Sr. Compliance Associate to join its Quality team. This individual will play a key role in ensuring...
We are hiring for a Regulatory Compliance Analyst to join our team....
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote WorkIn this role, the Compliance Associate will be responsible for upholding the firm's standards of integrity and regulatory adherence. The candidate will assist in maintaining the Code of Ethics...
Senior Regulatory Affairs Specialist - BD Advanced Patient Monitoring
- Laguna Beach, CA
- 4 days ago
- Laguna Beach, CA
- 4 days ago
Becton Dickinson (BD) recently completed the acquisition of the Edwards Critical Care business. This position is part of the Critical Care division, and as such will become a part of the BD...
and Duties All applicants will be considered, however SROA/Surplus candidates will be given priority. Are you interested in making life better for Californians? Are you looking for a career and...
Albertsons-Safeway's Northern California Division has an opening for a Compliance Auditor supporting retail store operations throughout Northern California, Nevada, and Hawaii. Primary...
LHH is working with an exceptional company in San Francisco, CA. They are looking for a Compliance Associate and you would go 3 days onsite and be 2 days working from home. Responsibilities:...
Demographic Data for California
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Salary for Compliance Analyst Jobs in California
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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