Compliance Analyst Jobs in Greenwood Village, CO
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Chief Compliance Officer-Transamerica Funds
- Denver, CO (9 miles from Greenwood Village, CO)
- 1 day ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 1 day ago
Must have thorough understanding of compliance related issues affecting mutual funds and the asset management industry....
- Denver, CO (9 miles from Greenwood Village, CO)
- 6 days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 6 days ago
We are hiring for a Regulatory Compliance Analyst to join our team....
Medicaid Regulatory and Compliance Specialist
- Aurora, CO (10 miles from Greenwood Village, CO)
- 9 days ago
- Aurora, CO (10 miles from Greenwood Village, CO)
- 9 days ago
Medicaid Regulatory and Compliance Specialist Aurora, CO Type: Direct-Hire Category: Healthcare Salary: 80,000.00 Reference ID: 10043001 Shortcut: 2fMv4V Job Title: Medicaid Regulatory and...
Senior Regulatory Affairs Specialist
- Greenwood Village, CO
- 22 days ago
- Greenwood Village, CO
- 22 days ago
Work Flexibility: Hybrid Stryker is hiring a Senior Regulatory Affairs Specialist to support Sports Medicine in Denver, CO! In this role, you will develop and implement regulatory strategies,...
Senior Regulatory Affairs Specialist
- Denver, CO (9 miles from Greenwood Village, CO)
- 24 days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 24 days ago
Work Flexibility: Hybrid Stryker is hiring a Senior Regulatory Affairs Specialis t to support Sports Medicine in Denver, CO! In this role, you will develop and implement regulatory strategies,...
- Denver, CO (9 miles from Greenwood Village, CO)
- 26 days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 26 days ago
Senior Compliance Auditor Senior Compliance Auditor locations Administrative Offices - 601 Broadway, Denver, CO 80203 time type Full time posted on Posted 2 Days Ago job requisition id R10647 We...
Compliance Auditor (Affordable Housing)
- Greenwood Village, CO
- 30+ days ago
- Greenwood Village, CO
- 30+ days ago
Compliance Auditor (Hybrid) | San Diego, CA 92123 Who We Are: Founded in 1975, CONAM Management operates in 10 states, across 26 key metropolitan markets, supporting over 60,000 apartment units of...
Demographic Data for Greenwood Village, CO
Moving to Greenwood Village, CO? Find some basic demographic data about Greenwood Village, CO below.
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Salary for Compliance Analyst Jobs in Greenwood Village, CO
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Greenwood Village, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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