Compliance Analyst Jobs in Stamford, CT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Sr. Regulatory Compliance Specialist
- Farmingdale, NY (22 miles from Stamford, CT)
- 10 days ago
- Farmingdale, NY (22 miles from Stamford, CT)
- 10 days ago
Coordinate the current Good Manufacturing Practice (cGMP) compliance efforts for pharmaceutical manufacturing & packaging process related to solid oral dosage forms.Develop a compliance plan by...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Broker-Dealer Compliance - Associate
- Greenwich, CT (4 miles from Stamford, CT)
- 14 days ago
- Greenwich, CT (4 miles from Stamford, CT)
- 14 days ago
iCapital is powering the world's alternative investment marketplace....
Remote Work- Trumbull, CT (22 miles from Stamford, CT)
- 60+ days ago
- Trumbull, CT (22 miles from Stamford, CT)
- 60+ days ago
About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...
Trexquant Investment Chief Compliance Officer (USA) in Stamford , Connecticut Trexquant is a tech-driven systematic fund manager leveraging machine learning and quantitative strategies for global...
At First County Bank, You + We =Team YOU - Bring your talent, hunger to learn and desire to grow. WE - Will provide you with the training and experience you need to become a Trusted Advisor to...
Wealth Services Compliance Coordinator
- Hicksville, NY (20 miles from Stamford, CT)
- 45+ days ago
- Hicksville, NY (20 miles from Stamford, CT)
- 45+ days ago
Position Title Wealth Services Compliance Coordinator Location Hicksville, NY 11801 Job Summary The Wealth Services Back-Office provides certain administrative functions to support front-line...
- Bethpage, NY (21 miles from Stamford, CT)
- 45+ days ago
- Bethpage, NY (21 miles from Stamford, CT)
- 45+ days ago
Regulatory Affairs Analyst When a group of families came together in 1957 to find services for their children with developmental disabilities, ACLD was born. Today, we are a leading not-for-profit...
- Hicksville, NY (20 miles from Stamford, CT)
- 60+ days ago
- Hicksville, NY (20 miles from Stamford, CT)
- 60+ days ago
Position Title Regulatory Affairs Analyst Sr Location Hicksville, NY 11801 Job Summary A Senior Regulatory Relations Analyst, brings regulatory subject matter expertise to the firm and works under...
Demographic Data for Stamford, CT
Moving to Stamford, CT? Find some basic demographic data about Stamford, CT below.
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Salary for Compliance Analyst Jobs in Stamford, CT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Stamford, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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