Compliance Analyst Jobs in Delaware
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
We are hiring for a Regulatory Compliance Analyst to join our team....
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote WorkWhy Hologic? Hologic empowers people to live healthier lives everywhere, every day. We are the leading Innovator in women's health, helping healthcare professionals around the world diagnose and...
Pay Grade: 28N Location: Newark/Hybrid Context of the Job: The Student Financial Services compliance team is responsible for monitoring federal, state, and institutional regulations pertaining to...
Overview About Bruker Corporation Leader of the Post-Genomic Era Bruker is enabling scientists and engineers to make breakthrough post-genomic discoveries and develop new applications that improve...
Company :** Highmark Health **Job Description :** **JOB SUMMARY** ***This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or...
The Senior Regulatory Affairs Specialist is responsible for the successful implementation of regulatory goals and objectives. Accountable for creating a culture of continuous regulatory readiness...
Assistant Manager, Facilities & Security / Clery Compliance Officer
- Wilmington, DE
- 60+ days ago
- Wilmington, DE
- 60+ days ago
Job Description Back to Career Opportunities Application Instructions Send a cover letter, resume, and three (3) professional references from previous supervisors, and one (1) professional...
Demographic Data for Delaware
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Title Synonyms
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Salary for Compliance Analyst Jobs in Delaware
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Delaware offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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