Compliance Analyst Jobs in Riverwoods, IL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Chief Compliance Officer, Zurich North America
- Schaumburg, IL (14 miles from Riverwoods, IL)
- 2 days ago
- Schaumburg, IL (14 miles from Riverwoods, IL)
- 2 days ago
Zurich North America is seeking a Chief Compliance Officer. The Chief Compliance Officer is responsible for identifying, managing, and mitigating regulatory, ethics and corporate governance risks...
Security Governance, Risk & Compliance Analyst - Paze
- Chicago, IL (21 miles from Riverwoods, IL)
- 2 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 2 days ago
Security Governance, Risk & Compliance Analyst - Paze position will support the Audit Readiness program within SecGRC with review and responding to Paze Customer, Merchant, and Integrator inquiries...
Enterprise Risk & Compliance Analyst
- Chicago, IL (21 miles from Riverwoods, IL)
- 3 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 3 days ago
The Enterprise Risk and Compliance Analyst is responsible for supporting Avants risk management and assurance programs....
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Cary, IL (18 miles from Riverwoods, IL)
- 3 days ago
- Cary, IL (18 miles from Riverwoods, IL)
- 3 days ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, ( Pharmaceutical Products ) to join our Medical Division. This is a Hybrid role based in Cary,...
Compliance Officer - Risk Based Testing
- Rosemont, IL (12 miles from Riverwoods, IL)
- 4 days ago
- Rosemont, IL (12 miles from Riverwoods, IL)
- 4 days ago
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its Different Approach, Better Results...
Senior Regulatory Compliance Analyst
- Chicago, IL (21 miles from Riverwoods, IL)
- 7 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 7 days ago
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Global Affairs Job Details About...
- Chicago, IL (21 miles from Riverwoods, IL)
- 9 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 9 days ago
This job was posted by : For more information, please see: Job#: 2068863 Job Description: Position Overview:We are seeking an experienced Compliance Auditor to join our team. The ideal candidate...
Principal Regulatory Compliance Specialist
- Lake Forest, IL (4 miles from Riverwoods, IL)
- 10 days ago
- Lake Forest, IL (4 miles from Riverwoods, IL)
- 10 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Chicago, IL (21 miles from Riverwoods, IL)
- 11 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 11 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
US Regional Compliance Officer - Credit Ratings
- Chicago, IL (21 miles from Riverwoods, IL)
- 14 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 14 days ago
The Role: As the US Regional Compliance Officer (RCO) and Designated Compliance Officer (DCO) of Morningstar DBRS (MDBRS), you will play a pivotal role in establishing and maintaining a robust...
Senior Compliance Consultant(Underwriting)
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of...
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 16 days ago
WHO WE AREHeadquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary options trading firm that has been defining the industry for more than 25 years. While...
Senior Material Compliance Associate
- Chicago, IL (21 miles from Riverwoods, IL)
- 22 days ago
- Chicago, IL (21 miles from Riverwoods, IL)
- 22 days ago
In addition to the base salary, Amgen offers a Total Rewards Plan, based on eligibility, comprising of health and welfare plans for staff and eligible dependents, financial plans with opportunities...
Regulatory Affairs Specialist - Drug/Cosmetic
- Northfield, IL (7 miles from Riverwoods, IL)
- 23 days ago
- Northfield, IL (7 miles from Riverwoods, IL)
- 23 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing regulatory activities necessary to bring new Over-the-Counter (OTC) Drugs and Cosmetics...
- Niles, IL (10 miles from Riverwoods, IL)
- 30+ days ago
- Niles, IL (10 miles from Riverwoods, IL)
- 30+ days ago
THE OPPORTUNITY: We are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Affairs Specialist for a 9 month contract. We are seeking an experienced...
Demographic Data for Riverwoods, IL
Moving to Riverwoods, IL? Find some basic demographic data about Riverwoods, IL below.
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Salary for Compliance Analyst Jobs in Riverwoods, IL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Riverwoods, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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