Compliance Analyst Jobs in Kentucky
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote WorkWe are hiring for a Regulatory Compliance Analyst to join our team....
Position Information Posting Number 20250043EX Job Title Student Financial Services Compliance Coordinator Number of Vacancies 1 About Murray State Located in the West Kentucky region, Murray...
Student Financial Services Compliance Coordinator Murray State University
- Murray, KY
- 10 days ago
- Murray, KY
- 10 days ago
Summary of Job Duties and Responsibilities: The compliance coordinator is responsible for student employment and ensuring that the student financial services area remains in compliance with state...
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Senior Regulatory Affairs Specialist - Central Labs
- Frankfort, KY
- 15 days ago
- Frankfort, KY
- 15 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Thermo Fisher Scientific Inc. is the world leader in serving science, with annual revenue exceeding $40 billion....
Senior Regulatory Affairs Specialist - Central Labs
- Highland Heights, KY
- 15 days ago
- Highland Heights, KY
- 15 days ago
ThermoFisher Scientific Senior Regulatory Affairs Specialist - Central Labs in Highland Heights , Kentucky Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Thermo...
At Lendmark Financial Services, we believe the success of our company is specifically attributable to the quality of our employees and their commitment to our customers. We value each customer and...
Regulatory Affairs Specialist Date: Mar 5, 2025 Location: Erlanger, KY, US, 41018 Company: Perfetti Van Melle OVERVIEW Perfetti Van Melle (makers of Mentos, Airheads, Dentyne, Trident and...
Demographic Data for Kentucky
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Salary for Compliance Analyst Jobs in Kentucky
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Kentucky offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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