Compliance Analyst Jobs in Baltimore, MD
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Annapolis, MD (21 miles from Baltimore, MD)
- 2 days ago
- Annapolis, MD (21 miles from Baltimore, MD)
- 2 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
- Annapolis, MD (21 miles from Baltimore, MD)
- 6 days ago
- Annapolis, MD (21 miles from Baltimore, MD)
- 6 days ago
We are hiring for a Regulatory Compliance Analyst to join our team....
Analyst, Compliance (Remote Consideration)
- Annapolis, MD (21 miles from Baltimore, MD)
- 6 days ago
- Annapolis, MD (21 miles from Baltimore, MD)
- 6 days ago
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote WorkFINANCIAL COMPLIANCE AUDITOR I (Revenue Administration Division) - #25-004539-0002
- Baltimore, MD
- 8 days ago
- Baltimore, MD
- 8 days ago
Introduction OPEN TO ALL QUALIFIED APPLICANTS This is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for this...
Safety Compliance Officer (Administrative Analyst II) - County Administration, Risk Management
- Columbia, MD (15 miles from Baltimore, MD)
- 8 days ago
- Columbia, MD (15 miles from Baltimore, MD)
- 8 days ago
Howard County: Conveniently located in the heart of central Maryland between Baltimore and Washington, Howard County offers the charm of a historic past mixed with the excitement of a cosmopolitan...
Senior Risk & Compliance Analyst
- Annapolis, MD (21 miles from Baltimore, MD)
- 17 days ago
- Annapolis, MD (21 miles from Baltimore, MD)
- 17 days ago
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Compliance Officer (AGENCY GRANTS SPECIALIST II)
- Annapolis, MD (21 miles from Baltimore, MD)
- 30+ days ago
- Annapolis, MD (21 miles from Baltimore, MD)
- 30+ days ago
Compliance Officer AGENCY GRANTS SPECIALIST II Recruitment #2... DEPARTMENTDepartment of Service and Civic Innovation - A DATE OPENED3/6/2025 06:40:00 AM FILING DEADLINE3/21/2025 11:59:00 PM...
Review marketing materials for a range of investment solutions, including mutual funds, UCITS, alternative asset classes (private equity, hedge funds, and real estate investments), fixed income and...
Privacy and Compliance Officer - Non-Merit
- Towson, MD (7 miles from Baltimore, MD)
- 60+ days ago
- Towson, MD (7 miles from Baltimore, MD)
- 60+ days ago
This job announcement may close at any time with little or no notice. Applicants are advised to apply promptly. Regular Schedule: 34 hours per week Non-Merit positions are not classified within...
Introduction \n\nOPEN TO ALL QUALIFIED APPLICANTS\n\nThis is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for...
Auditor (FINANCIAL COMPLIANCE AUDITOR I) (Compliance Division) - #24-004539-0004
- Baltimore, MD
- 90+ days ago
- Baltimore, MD
- 90+ days ago
Introduction OPEN TO ALL QUALIFIED APPLICANTS This is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for this...
Demographic Data for Baltimore, MD
Moving to Baltimore, MD? Find some basic demographic data about Baltimore, MD below.
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Title Synonyms
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Salary for Compliance Analyst Jobs in Baltimore, MD
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Baltimore, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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