Compliance Analyst Jobs in Whippany, NJ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Fair Banking Compliance Officer
- New York, NY (22 miles from Whippany, NJ)
- 3 hours ago
- New York, NY (22 miles from Whippany, NJ)
- 3 hours ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (22 miles from Whippany, NJ)
- 22 hours ago
- New York, NY (22 miles from Whippany, NJ)
- 22 hours ago
funds, private funds AFC qualifications, e.g....
CMS Materials Compliance Associate
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
Innova Solutions is immediately hiring for a CMS Materials Compliance Associate Position type: Fulltime Duration: Permanent Location: New York, NY As a Federal & Integrated Products Materials you...
Corporate Banking Compliance Officer, Analyst
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- New York, NY (22 miles from Whippany, NJ)
- 2 days ago
- New York, NY (22 miles from Whippany, NJ)
- 2 days ago
Reporting Relationships As our Compliance Analyst, you will report to the Head of Compliance Shared Services....
Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)
- Parsippany, NJ (2 miles from Whippany, NJ)
- 2 days ago
- Parsippany, NJ (2 miles from Whippany, NJ)
- 2 days ago
Corza Medical Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred) in Parsippany , New Jersey Regulatory Affairs Specialist/Senior RA Specialist (East Coast preferred)...
Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...
Senior Analyst, Compliance - AML Modeling
- Florham Park, NJ (3 miles from Whippany, NJ)
- 3 days ago
- Florham Park, NJ (3 miles from Whippany, NJ)
- 3 days ago
Sr. Analyst, Compliance - AML ModelingBoston, United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
- Weehawken, NJ (21 miles from Whippany, NJ)
- 4 days ago
- Weehawken, NJ (21 miles from Whippany, NJ)
- 4 days ago
Support the business in remaining compliant within the regulatory environment and managing their risk. Work on the identification, assessment, measurement, mitigation and monitoring of compliance...
- Parsippany, NJ (2 miles from Whippany, NJ)
- 4 days ago
- Parsippany, NJ (2 miles from Whippany, NJ)
- 4 days ago
Compliance Officer/Compliance Associate Job Title: Compliance Officer/Compliance Associate Job Description: DESCRIPTION : A New Jersey based SEC registered investment adviser (" RIA ") seeks...
Research, Marketing, and Content Compliance Officer - SVP (Hybrid)
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,...
Compliance Officer FCM Advisor
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and...
Senior Regulatory Affairs Specialist, Program Lead
- New Brunswick, NJ (23 miles from Whippany, NJ)
- 5 days ago
- New Brunswick, NJ (23 miles from Whippany, NJ)
- 5 days ago
Employer: Auris Health, Inc.Job Title: Senior Regulatory Affairs Specialist, Program LeadJob Code: A011.485Job Location: New Brunswick, NJJob Type: Full-Time Rate of Pay: $135,000 - $160,000Job...
Remote WorkIM Transcend Sr. analyst Compliance
- New Brunswick, NJ (23 miles from Whippany, NJ)
- 5 days ago
- New Brunswick, NJ (23 miles from Whippany, NJ)
- 5 days ago
IM Transcend Sr. analyst Compliance- Function Finance- Sub function Finance Business Partners- Category Senior Analyst, Finance Business Partners (P6)- Location New Brunswick / United States of...
Senior Regulatory Compliance Analyst (R91047)
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Wellington Management Senior Regulatory Compliance Analyst (R91047) in New York , New York Full Job DescriptionAbout UsWellington Management offers comprehensive investment management capabilities that...
Demographic Data for Whippany, NJ
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Salary for Compliance Analyst Jobs in Whippany, NJ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Whippany, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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