Compliance Analyst Jobs in Farmingdale, NY
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Coordinate the current Good Manufacturing Practice (cGMP) compliance efforts for pharmaceutical manufacturing & packaging process related to solid oral dosage forms.Develop a compliance plan by...
- Stamford, CT (22 miles from Farmingdale, NY)
- 11 days ago
- Stamford, CT (22 miles from Farmingdale, NY)
- 11 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Broker-Dealer Compliance - Associate
- Greenwich, CT (23 miles from Farmingdale, NY)
- 13 days ago
- Greenwich, CT (23 miles from Farmingdale, NY)
- 13 days ago
iCapital is powering the world's alternative investment marketplace....
Remote WorkChief Compliance Officer (USA)
- Stamford, CT (22 miles from Farmingdale, NY)
- 29 days ago
- Stamford, CT (22 miles from Farmingdale, NY)
- 29 days ago
Trexquant Investment Chief Compliance Officer (USA) in Stamford , Connecticut Trexquant is a tech-driven systematic fund manager leveraging machine learning and quantitative strategies for global...
- Stamford, CT (22 miles from Farmingdale, NY)
- 30+ days ago
- Stamford, CT (22 miles from Farmingdale, NY)
- 30+ days ago
At First County Bank, You + We =Team YOU - Bring your talent, hunger to learn and desire to grow. WE - Will provide you with the training and experience you need to become a Trusted Advisor to...
- Medford, NY (24 miles from Farmingdale, NY)
- 30+ days ago
- Medford, NY (24 miles from Farmingdale, NY)
- 30+ days ago
Join a leader in the Credit Union industry as a member of Suffolk Credit Union's Risk Management/Compliance Team. Suffolk Credit Union is a nonprofit cooperative financial institution where every...
Wealth Services Compliance Coordinator
- Hicksville, NY (5 miles from Farmingdale, NY)
- 45+ days ago
- Hicksville, NY (5 miles from Farmingdale, NY)
- 45+ days ago
Position Title Wealth Services Compliance Coordinator Location Hicksville, NY 11801 Job Summary The Wealth Services Back-Office provides certain administrative functions to support front-line...
- Bethpage, NY (2 miles from Farmingdale, NY)
- 45+ days ago
- Bethpage, NY (2 miles from Farmingdale, NY)
- 45+ days ago
Regulatory Affairs Analyst When a group of families came together in 1957 to find services for their children with developmental disabilities, ACLD was born. Today, we are a leading not-for-profit...
- Hicksville, NY (5 miles from Farmingdale, NY)
- 60+ days ago
- Hicksville, NY (5 miles from Farmingdale, NY)
- 60+ days ago
Position Title Regulatory Affairs Analyst Sr Location Hicksville, NY 11801 Job Summary A Senior Regulatory Relations Analyst, brings regulatory subject matter expertise to the firm and works under...
Demographic Data for Farmingdale, NY
Moving to Farmingdale, NY? Find some basic demographic data about Farmingdale, NY below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Farmingdale, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Farmingdale, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »