Compliance Analyst Jobs in Durham, NC
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
Finance and Business Compliance Analyst I
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
RECRUITMENT RANE: $41,655 - $65,000 The purpose of this position is to participate in and assist the Monitoring andCompliance Unit with a variety of fiscal and administrative monitoring...
Governance, Risk & Compliance Analyst, Specialist
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
Analyst, Compliance (Remote Consideration)
- Raleigh, NC (21 miles from Durham, NC)
- 6 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 6 days ago
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote Work- Raleigh, NC (21 miles from Durham, NC)
- 7 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 7 days ago
We are hiring for a Regulatory Compliance Analyst to join our team....
At Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world...
Senior Risk & Compliance Analyst
- Raleigh, NC (21 miles from Durham, NC)
- 17 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 17 days ago
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Research and Compliance Officer
- Chapel Hill, NC (8 miles from Durham, NC)
- 25 days ago
- Chapel Hill, NC (8 miles from Durham, NC)
- 25 days ago
Posting Information Department: Epidemiology-463501 Career Area : Accounting/Finance/Auditing Posting Open Date: 03/24/2025 Application Deadline: 04/07/2025 Open Until Filled: No Position Type:...
Regulatory Compliance Specialist
- Morrisville, NC (10 miles from Durham, NC)
- 27 days ago
- Morrisville, NC (10 miles from Durham, NC)
- 27 days ago
Career Opportunities: Regulatory Compliance Specialist (9891) Requisition ID 9891 - Posted 03/18/2025 - United States - Morrisville - Product Management - Nufarm - Crop Protection Grow a Better...
- Raleigh, NC (21 miles from Durham, NC)
- 29 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 29 days ago
The Regulatory Compliance Analyst is responsible for ensuring that an organization adheres to federal, state, and industry-specific regulatory requirements....
Rare Quality & Compliance Associate
- Raleigh, NC (21 miles from Durham, NC)
- 45+ days ago
- Raleigh, NC (21 miles from Durham, NC)
- 45+ days ago
Make your mark for patients We are looking for a Quality & Compliance Associate who is fluent in Spanish and has experience working in performance improvement/quality to join us in our Rare...
Job Type Full-time Description Company Description: Aspida Holdings Ltd., through its subsidiaries (collectively Aspida), is focused on providing retirement and reinsurance solutions, having...
Demographic Data for Durham, NC
Moving to Durham, NC? Find some basic demographic data about Durham, NC below.
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Salary for Compliance Analyst Jobs in Durham, NC
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Durham, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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