Compliance Analyst Jobs in Raleigh, NC
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Raleigh, NC
- 2 days ago
- Raleigh, NC
- 2 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
RECRUITMENT RANE: $41,655 - $65,000 The purpose of this position is to participate in and assist the Monitoring andCompliance Unit with a variety of fiscal and administrative monitoring...
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote WorkWe are hiring for a Regulatory Compliance Analyst to join our team....
QA Compliance Associate CSV and Data Management
- Durham, NC (21 miles from Raleigh, NC)
- 14 days ago
- Durham, NC (21 miles from Raleigh, NC)
- 14 days ago
At Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world...
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Regulatory Compliance Specialist
- Morrisville, NC (11 miles from Raleigh, NC)
- 27 days ago
- Morrisville, NC (11 miles from Raleigh, NC)
- 27 days ago
Career Opportunities: Regulatory Compliance Specialist (9891) Requisition ID 9891 - Posted 03/18/2025 - United States - Morrisville - Product Management - Nufarm - Crop Protection Grow a Better...
The Regulatory Compliance Analyst is responsible for ensuring that an organization adheres to federal, state, and industry-specific regulatory requirements....
Make your mark for patients We are looking for a Quality & Compliance Associate who is fluent in Spanish and has experience working in performance improvement/quality to join us in our Rare...
Senior Regulatory Affairs Specialist
- Clayton, NC (14 miles from Raleigh, NC)
- 60+ days ago
- Clayton, NC (14 miles from Raleigh, NC)
- 60+ days ago
Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since...
VP, Chief Global Compliance Officer
- Durham, NC (21 miles from Raleigh, NC)
- 90+ days ago
- Durham, NC (21 miles from Raleigh, NC)
- 90+ days ago
Job Type Full-time Description Company Description: Aspida Holdings Ltd., through its subsidiaries (collectively Aspida), is focused on providing retirement and reinsurance solutions, having...
Demographic Data for Raleigh, NC
Moving to Raleigh, NC? Find some basic demographic data about Raleigh, NC below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Raleigh, NC
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Raleigh, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »