Compliance Analyst Jobs in Mason, OH
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Compliance Risk Analyst
- Cincinnati, OH (15 miles from Mason, OH)
- 3 days ago
- Cincinnati, OH (15 miles from Mason, OH)
- 3 days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Senior Regulatory Affairs Specialist - Central Labs
- Highland Heights, KY (24 miles from Mason, OH)
- 20 days ago
- Highland Heights, KY (24 miles from Mason, OH)
- 20 days ago
ThermoFisher Scientific Senior Regulatory Affairs Specialist - Central Labs in Highland Heights , Kentucky Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Thermo...
Compliance Officer II-Compliance Fair Lending Testing-Remote
- Cincinnati, OH (15 miles from Mason, OH)
- 30+ days ago
- Cincinnati, OH (15 miles from Mason, OH)
- 30+ days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assists...
Remote WorkCompliance Administrator#25-52852 Mason, OH All On-site Job Description MAJOR DUTIES AND RESPONSIBILITIES Document Management: Maintaing a comprehensive system of compliance-related documents,...
Compliance Officer Investment Risk Management
- Cincinnati, OH (15 miles from Mason, OH)
- 90+ days ago
- Cincinnati, OH (15 miles from Mason, OH)
- 90+ days ago
OverviewThe compliance officer, Investments/Risk Management is an experienced sole contributor that assists the chief compliance officer (CCO) in the management of compliance processes in support...
Demographic Data for Mason, OH
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Salary for Compliance Analyst Jobs in Mason, OH
Required or preferred licenses and certifications for Compliance Analyst positions.
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Compliance Analysts in Mason, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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