Compliance Analyst Jobs in Audubon, PA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Technical Business Analyst Compliance Technology Experienced Hire
- Bala Cynwyd, PA (12 miles from Audubon, PA)
- 20 hours ago
- Bala Cynwyd, PA (12 miles from Audubon, PA)
- 20 hours ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Philadelphia, PA (17 miles from Audubon, PA)
- 3 days ago
- Philadelphia, PA (17 miles from Audubon, PA)
- 3 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
Governance, Risk & Compliance Analyst, Specialist
- Malvern, PA (11 miles from Audubon, PA)
- 4 days ago
- Malvern, PA (11 miles from Audubon, PA)
- 4 days ago
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
Analyst, Compliance (Remote Consideration)
- Radnor, PA (6 miles from Audubon, PA)
- 7 days ago
- Radnor, PA (6 miles from Audubon, PA)
- 7 days ago
Requisition #: 74445 The Role at a Glance As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the registered...
Remote WorkSenior Regulatory Affairs Specialist
- Exton, PA (15 miles from Audubon, PA)
- 9 days ago
- Exton, PA (15 miles from Audubon, PA)
- 9 days ago
West Pharmaceutical Services, Inc. seeks a Senior Regulatory Affairs Specialist at its Exton, PA location. DUTIES: Develop and implement regulatory strategies for West's Administration System...
Remote WorkAt Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
- Doylestown, PA (16 miles from Audubon, PA)
- 13 days ago
- Doylestown, PA (16 miles from Audubon, PA)
- 13 days ago
Compliance Officer - CRA and Fair Lending Doylestown, PA Remote Job 2 DAYS AGO 21271256 Summary Doylestown, PA Remote Job Competitive Salary 3 Years Experience Bachelor's degree No Commisssion...
Remote WorkCompliance Officer - CRA and Fair Lending
- Doylestown, PA (16 miles from Audubon, PA)
- 14 days ago
- Doylestown, PA (16 miles from Audubon, PA)
- 14 days ago
Overview The CO is responsible for performing analysis and reviews to ensure compliance with the Community Reinvestment Act, aiding the MCO in maintaining Satisfactory or better Community...
Remote WorkVP, Compliance Officer - Deposit Advisory
- Malvern, PA (11 miles from Audubon, PA)
- 15 days ago
- Malvern, PA (11 miles from Audubon, PA)
- 15 days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
- Bala Cynwyd, PA (12 miles from Audubon, PA)
- 17 days ago
- Bala Cynwyd, PA (12 miles from Audubon, PA)
- 17 days ago
Overview Our Compliance team provides critical support to ensure that the firm operates within regulatory requirements. By joining our team, you will gain exposure across multiple areas within...
Technical Business Analyst - Compliance
- Bala Cynwyd, PA (12 miles from Audubon, PA)
- 21 days ago
- Bala Cynwyd, PA (12 miles from Audubon, PA)
- 21 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Senior Analyst, Compliance & Regulatory Affairs
- Exton, PA (15 miles from Audubon, PA)
- 30+ days ago
- Exton, PA (15 miles from Audubon, PA)
- 30+ days ago
Senior Analyst, Regulatory Compliance Affairs Exton, PA I Hartford, CT I USA As a Senior Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL's Underwriting...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA (17 miles from Audubon, PA)
- 30+ days ago
- Philadelphia, PA (17 miles from Audubon, PA)
- 30+ days ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA (17 miles from Audubon, PA)
- 30+ days ago
- Philadelphia, PA (17 miles from Audubon, PA)
- 30+ days ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
Compliance Administrator, Subcontractors
- Cherry Hill, NJ (24 miles from Audubon, PA)
- 45+ days ago
- Cherry Hill, NJ (24 miles from Audubon, PA)
- 45+ days ago
Compliance Administrator, Subcontractors JOB DESCRIPTION Be a part of Stonhard and be a part of something big. We are a world-leading manufacturer and installer of seamless floors, walls and...
Demographic Data for Audubon, PA
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Salary for Compliance Analyst Jobs in Audubon, PA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Audubon, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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