Compliance Analyst Jobs in Texas
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Acumed LLC As a part of the global industrial organization Marmon Holdingswhich is backed by Berkshire Hathaway youll be doing things that matter, leading at every level, and winning a better way....
Taxpayer Compliance Officer I (Regulatory Compliance Officer I) - El Paso
- El Paso, TX
- 10 hours ago
- El Paso, TX
- 10 hours ago
GENERAL DESCRIPTION: A Regulatory Compliance Officer I (RCO I) is responsible for ensuring compliance with state liquor laws and cigarette tax laws as applied to the importation of alcoholic...
THE OPPORTUNITY Under the guidance of the Chief Compliance Officer and Compliance Director, the Compliance Associate is responsible for the coordination, ongoing development and administration of...
Senior Compliance Associate - Fort Worth, Texas - $120,000 - $135,000 plus bonus Hybrid-working with relocation package offered We're partnering with a leading global financial services firm to...
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Compliance Officer II A&M System Member:Texas A&M Health Science Center Department:Risk Management Job Category:Other or Not Specified Job Type:Staff Location:College Station/Bryan Proposed...
Regulatory Affairs Specialist/Regulatory Compliance Officer
- Houston, TX
- 2 days ago
- Houston, TX
- 2 days ago
Regulatory Affairs Specialist/Regulatory Compliance Officer Houston, TX 77036 Employment Type: Temp Job Function: Administrative/Clerical Job ID: 133397 Pay Range: $30-35 / hour Job Description...
Staff Regulatory Affairs Specialist (Hybrid)
- Flower Mound, TX
- 3 days ago
- Flower Mound, TX
- 3 days ago
Work Flexibility: Hybrid We are currently seeking a Staff Regulatory Affairs Specialist to join our Communication Business Unit based Hybrid in Flower Mound, TX. What you will do As the Staff...
Grow with us Location Plano Texas USA Ericsson is a world-leading global provider of high-performing hardware and software solutions and services to enable its customers to capture the full...
Sr. Analyst, Compliance - AML ModelingBoston, United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
Job Title Compliance Officer II Agency Texas A&M University Health Science Center Department Risk Management Proposed Minimum Salary Commensurate Job Location Bryan, Texas Job Type Staff Job...
Compliance Auditor (Hybrid) | San Diego, CA 92123 Who We Are: Founded in 1975, CONAM Management operates in 10 states, across 26 key metropolitan markets, supporting over 60,000 apartment units of...
If you have what it takes to become part of the Vistra family and would like to start a promising career with a global leader, take a look at the exciting employment opportunities that are...
Regulatory Affairs Specialist I 3.7 3.7 out of 5 stars Austin, TX 78703 Bausch + Lomb (NYSE/TSX: BLCO) is a leading global eye health company dedicated to protecting and enhancing the gift of...
Asset & Wealth Management - Security Governance, Risk and Compliance - Analyst - Dallas
- Dallas, TX
- 7 days ago
- Dallas, TX
- 7 days ago
Security Governance, Risk and Compliance The Asset and Wealth Management Division includes Goldman Sachs Asset Management (AM), Private Wealth Management (PWM) and our Consumer business (Marcus by...
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Texas
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Title Synonyms
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Salary for Compliance Analyst Jobs in Texas
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Texas offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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