Compliance Analyst Jobs in Salt Lake City, UT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Medical Necessity Coding Compliance Coordinator
- Salt Lake City, UT
- 7 days ago
- Salt Lake City, UT
- 7 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Analyst, Compliance (Remote Consideration)
- Salt Lake City, UT
- 7 days ago
- Salt Lake City, UT
- 7 days ago
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote WorkWe are hiring for a Regulatory Compliance Analyst to join our team....
Compliance, Core Compliance, Associate - Salt Lake City
- Salt Lake City, UT
- 13 days ago
- Salt Lake City, UT
- 13 days ago
Planning & Analysis Bachelor's Degree in Accounting, Finance, Economics or related field Professional experience in handling large amounts of data, analyzing P&L and balance sheet drivers Advanced...
Compliance Officer, Marketing & Advisory
- Salt Lake City, UT
- 14 days ago
- Salt Lake City, UT
- 14 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Compliance Officer, Marketing...
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Staff Regulatory Affairs Specialist - Cybersecurity
- Salt Lake City, UT
- 23 days ago
- Salt Lake City, UT
- 23 days ago
Main Accountabilities: Support compliance of our systems and software with applicable regulations and standards applicable to Medical Devices, IVD Medical Devices, Software as Medical Device...
- Sandy, UT (8 miles from Salt Lake City, UT)
- 45+ days ago
- Sandy, UT (8 miles from Salt Lake City, UT)
- 45+ days ago
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
IT Risk & Compliance Analyst 2
- Riverton, UT (11 miles from Salt Lake City, UT)
- 27 days ago
- Riverton, UT (11 miles from Salt Lake City, UT)
- 27 days ago
Id : 367404, Title : IT Risk & Compliance Analyst 2, Category : IT - Information Technology, RequisitionType : Employee, JobGrade : null, RequisitionId : ...388, ExternalPostedStartDate : 2025-03-17T19...
Schedule : Monday - Friday (40 hrs/wk) 8:00 AM - 5:00 PM Department : Corp Compliance Office - 241 Primary Purpose : The Regulatory Affairs Specialist I monitors and coordinates organization-wide...
Compliance, Swap Dealer Compliance, Associate, Salt Lake City
- Salt Lake City, UT
- 45+ days ago
- Salt Lake City, UT
- 45+ days ago
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
Demographic Data for Salt Lake City, UT
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Salary for Compliance Analyst Jobs in Salt Lake City, UT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Salt Lake City, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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