Compliance Analyst Jobs in Wisconsin
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Quality & Regulatory Affairs Specialist (Food Safety & Compliance)
- Milwaukee, WI
- 2 days ago
- Milwaukee, WI
- 2 days ago
Job Description The Quality & Regulatory Affairs Specialist (Regulatory & Specifications Specialist) is at the forefront of regulatory compliance and helps to ensure all processes and...
Overview TopHAT Logistical Solutions, a division of Atlas Logistics, spans coverage across the United States and Canada. TopHAT is a full service white glove delivery company specializing in final...
Bring YOUR energy to Alliant Energy! At Alliant Energy, our purpose is to serve customers and build stronger communities. We are passionate about powering beyond the market challenges of today,...
Job Description Compliance Officer Job Classification: Full Time FLSA Status: Exempt Department: Risk Management Reports To: Director of Risk Management Senior Leader: EVP/CFO Job Overview The...
Overview Accelerate your career with NorthStar! NorthStar Medical Radioisotopes is seeking individuals with a desire to work within the pharmaceutical industry who possess an Intense Customer...
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Application Deadline: 03/07/2025 Address: 790 N Water Street Job Family Group: Audit, Risk & Compliance This role will be part of the Private Bank Compliance team within Wealth Management...
Overview Join our Lake Ridge Bank team as a Compliance Officer and play a vital role in ensuring our bank operates with the highest level of integrity and compliance! In this dynamic position,...
JOB REQUIREMENTS: Job title Regulatory Affairs Specialist Job dutiesUnderstand international regulatory requirements to support properdesign and development of medical devices. Work with product...
Government Funding Compliance Consultant - Director
- Milwaukee, WI
- 27 days ago
- Milwaukee, WI
- 27 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Anticipated End Date: 2025-02-21 Position Title: Tech Compliance Auditor Advisor (US) Job Description: Technology Compliance Auditor Advisor Location: This position will work a hybrid model...
Overview Join our Lake Ridge Bank team as a Compliance Officer and play a vital role in ensuring our bank operates with the highest level of integrity and compliance! In this dynamic position,...
We are seeking an experienced highly organized, detail oriented individual to join the Regulatory Compliance team as a Senior Regulatory Compliance Analyst....
JOB REQUIREMENTS: Position Title: Grant Compliance Administrator ReportsTo: CFO FLSA Status: Exempt Annual Contract: Full-time, 40 hours perweek, 52 Weeks per Year Rate of Pay: \$50,000 to...
As A Regulatory Affairs Specialist oversees and ensures compliance with state, federal and local regulations pertaining to non-metallic mining in Wisconsin. The ideal candidate will possess a deep...
Demographic Data for Wisconsin
Moving to Wisconsin? Find some basic demographic data about Wisconsin below.
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Title Synonyms
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Salary for Compliance Analyst Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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