Compliance Manager Jobs in Vestavia Hills, AL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Corporate Compliance Manager - Quantitative Functions
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 9 hours ago
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 9 hours ago
Job Description: At Regions, the Corporate Compliance Manager leads a team of second line of defense risk management experts that advise on business and/or product decisions....
Branch Inspections Compliance Manager
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 2 days ago
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 2 days ago
Overview Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents,...
Lead Mortgage Compliance Manager
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 3 days ago
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 3 days ago
Manager Certification (CRCM) Skills and Competencies Ability to work independently Deadline driven Knowledge of legal and regulatory environment as it relates to compliance in a particular line of...
Internal Audit Manager - Compliance
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 27 days ago
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 27 days ago
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We...
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 30+ days ago
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 30+ days ago
The Workforce Compliance Manager works in partnership with comprehensive healthcare sites and NaphCare's internal business units to effectively manage labor costs and ensure contract staffing compliance...
Audit Project Manager - Compliance
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 60+ days ago
- Birmingham, AL (6 miles from Vestavia Hills, AL)
- 60+ days ago
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Demographic Data for Vestavia Hills, AL
Moving to Vestavia Hills, AL? Find some basic demographic data about Vestavia Hills, AL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Vestavia Hills, AL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Vestavia Hills, AL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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