Compliance Manager Jobs in Buena Park, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Financial Institution Regulatory Compliance Manager
- Irvine, CA (16 miles from Buena Park, CA)
- 6 days ago
- Irvine, CA (16 miles from Buena Park, CA)
- 6 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote WorkAssociate Director of Compliance
- Torrance, CA (17 miles from Buena Park, CA)
- 8 days ago
- Torrance, CA (17 miles from Buena Park, CA)
- 8 days ago
Job Details Job Location: Torrance CA - Torrance, CA Salary Range: $130000.00 - $160000.00 Salary Job Category: Compliance Description EP Wealth Advisors (EPWA) is a wealth management advisory...
- Santa Fe Springs, CA (6 miles from Buena Park, CA)
- 13 days ago
- Santa Fe Springs, CA (6 miles from Buena Park, CA)
- 13 days ago
ABOUT THE ROLE The IRA Compliance Manager will be responsible for ensuring adherence to the specific regulatory requirements and provisions set forth by the Inflation Reduction Act and maintaining accurate...
Governmental Interactions Compliance Manager
- Los Angeles, CA (16 miles from Buena Park, CA)
- 60+ days ago
- Los Angeles, CA (16 miles from Buena Park, CA)
- 60+ days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
- Los Angeles, CA (16 miles from Buena Park, CA)
- 45+ days ago
- Los Angeles, CA (16 miles from Buena Park, CA)
- 45+ days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
SALT Sales and Use Tax Manager, Compliance
- Costa Mesa, CA (12 miles from Buena Park, CA)
- 45+ days ago
- Costa Mesa, CA (12 miles from Buena Park, CA)
- 45+ days ago
Job Summary: A STS Tax Manager, State and Local Taxation is responsible for advising clients of the tax implications relating to their business objectives, recommending alternate courses of...
Compliance Manager - Commercial Lending
- Los Angeles, CA (16 miles from Buena Park, CA)
- 60+ days ago
- Los Angeles, CA (16 miles from Buena Park, CA)
- 60+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions. The primary duties of the position...
SVP Compliance Manager & CRA Officer
- Los Angeles, CA (16 miles from Buena Park, CA)
- 90+ days ago
- Los Angeles, CA (16 miles from Buena Park, CA)
- 90+ days ago
The Compliance Manager, is authorized to implement all necessary actions to ensure achievement of the objectives of an effective compliance program....
Demographic Data for Buena Park, CA
Moving to Buena Park, CA? Find some basic demographic data about Buena Park, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Buena Park, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Buena Park, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Automated Clearing House
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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