Compliance Manager Jobs in Chino Hills, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Financial Institution Regulatory Compliance Manager
- Irvine, CA (13 miles from Chino Hills, CA)
- 5 days ago
- Irvine, CA (13 miles from Chino Hills, CA)
- 5 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote Work- Santa Fe Springs, CA (18 miles from Chino Hills, CA)
- 12 days ago
- Santa Fe Springs, CA (18 miles from Chino Hills, CA)
- 12 days ago
ABOUT THE ROLE The IRA Compliance Manager will be responsible for ensuring adherence to the specific regulatory requirements and provisions set forth by the Inflation Reduction Act and maintaining accurate...
SALT Sales and Use Tax Manager, Compliance
- Costa Mesa, CA (21 miles from Chino Hills, CA)
- 45+ days ago
- Costa Mesa, CA (21 miles from Chino Hills, CA)
- 45+ days ago
Job Summary: A STS Tax Manager, State and Local Taxation is responsible for advising clients of the tax implications relating to their business objectives, recommending alternate courses of...
Demographic Data for Chino Hills, CA
Moving to Chino Hills, CA? Find some basic demographic data about Chino Hills, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Chino Hills, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Chino Hills, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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