Compliance Manager Jobs in Del Mar, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
SEC Reporting and SOX Compliance Manager
- San Diego, CA (17 miles from Del Mar, CA)
- 4 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 4 days ago
The SEC Reporting and SOX Compliance Manager will be responsible for managing the company's SEC reporting and SOX compliance functions....
- Poway, CA (11 miles from Del Mar, CA)
- 45+ days ago
- Poway, CA (11 miles from Del Mar, CA)
- 45+ days ago
Schedule: Full-Time Salary Job Level: Management Travel: 0 - 25 SUCCESS PROFILE What makes a successful Compliance Manager at General Atomics?...
Senior Environmental Compliance Manager
- Encinitas, CA (6 miles from Del Mar, CA)
- 45+ days ago
- Encinitas, CA (6 miles from Del Mar, CA)
- 45+ days ago
Who We Are Dudek is a leading environmental, planning, and engineering firm that help public and private clients plan, design, and build projects that improve communities' built and natural...
- San Diego, CA (17 miles from Del Mar, CA)
- 60+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 60+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Global Trade Compliance Director & Counsel
- San Diego, CA (17 miles from Del Mar, CA)
- 60+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 60+ days ago
We're looking for people who put their innovation to work to advance our success - and their own. Join an organization that ensures a more secure world through connecting and protecting our...
Demographic Data for Del Mar, CA
Moving to Del Mar, CA? Find some basic demographic data about Del Mar, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Del Mar, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Del Mar, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Automated Clearing House
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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