Compliance Manager Jobs in Fullerton, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Los Angeles, CA (21 miles from Fullerton, CA)
- 9 days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 9 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Government Compliance Manager-Manager, Property Management
- Anaheim, CA (4 miles from Fullerton, CA)
- 11 days ago
- Anaheim, CA (4 miles from Fullerton, CA)
- 11 days ago
Job Title: Government Compliance Manager - Manager, Property Management Job Code: 21714 Job Location: Anaheim, CA: Plano, TX: Palm Bay, FL Schedule: 9/80 Job Description: Senior professional with strong...
Quality & Contract Compliance Manager - Facility Operations
- Irvine, CA (12 miles from Fullerton, CA)
- 13 days ago
- Irvine, CA (12 miles from Fullerton, CA)
- 13 days ago
Quality & Contract Compliance Manager - Facility Operations Quality & Contract Compliance Manager - Facility Operations Job ID 206624 Posted 14-Feb-2025 Service line GWS Segment Role type Full-time...
Director, Compliance Consulting
- Los Angeles, CA (21 miles from Fullerton, CA)
- 20 days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 20 days ago
Our Compliance Consulting provides expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers....
SALT Sales and Use Tax Manager, Compliance
- Costa Mesa, CA (13 miles from Fullerton, CA)
- 21 days ago
- Costa Mesa, CA (13 miles from Fullerton, CA)
- 21 days ago
Job Summary: A STS Tax Manager, State and Local Taxation is responsible for advising clients of the tax implications relating to their business objectives, recommending alternate courses of...
Compliance Manager - Commercial Lending
- Los Angeles, CA (21 miles from Fullerton, CA)
- 30+ days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 30+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions. The primary duties of the position...
Senior Stormwater Compliance Manager
- Los Angeles, CA (21 miles from Fullerton, CA)
- 30+ days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 30+ days ago
Rincon Consultants, Inc. is seeking a Senior Stormwater Compliance Manager to join our Environmental and Earth Systems team!...
Governmental Interactions Compliance Manager
- Los Angeles, CA (21 miles from Fullerton, CA)
- 45+ days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 45+ days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
- San Dimas, CA (17 miles from Fullerton, CA)
- 60+ days ago
- San Dimas, CA (17 miles from Fullerton, CA)
- 60+ days ago
McKinley: Youth, Family, and Community are what we are all about! We offer a great working environment and benefits package! McKinley encourages growth so that you can Be your Best H.U.M.A.N. At...
- Los Angeles, CA (21 miles from Fullerton, CA)
- 60+ days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 60+ days ago
We look forward to welcoming a dedicated and proactive Compliance Manager to our team!...
SVP Compliance Manager & CRA Officer
- Los Angeles, CA (21 miles from Fullerton, CA)
- 90+ days ago
- Los Angeles, CA (21 miles from Fullerton, CA)
- 90+ days ago
The Compliance Manager, is authorized to implement all necessary actions to ensure achievement of the objectives of an effective compliance program....
Demographic Data for Fullerton, CA
Moving to Fullerton, CA? Find some basic demographic data about Fullerton, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fullerton, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Fullerton, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Acquisitions
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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