Compliance Manager Jobs in La Jolla, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Poway, CA (16 miles from La Jolla, CA)
- 12 days ago
- Poway, CA (16 miles from La Jolla, CA)
- 12 days ago
Schedule: Full-Time Salary Job Level: Management Travel: 0 - 25 SUCCESS PROFILE What makes a successful Compliance Manager at General Atomics?...
Senior Environmental Compliance Manager
- Encinitas, CA (12 miles from La Jolla, CA)
- 14 days ago
- Encinitas, CA (12 miles from La Jolla, CA)
- 14 days ago
Who We Are Dudek is a leading environmental, planning, and engineering firm that help public and private clients plan, design, and build projects that improve communities' built and natural...
DFARS Business Systems Compliance Manager
- Poway, CA (16 miles from La Jolla, CA)
- 30+ days ago
- Poway, CA (16 miles from La Jolla, CA)
- 30+ days ago
DFARS Business Systems Compliance Manager General Atomics and Affiliated Companies - 3.7 Poway, CA Job Details Full-time $100,290 - $183,098 a year 23 hours ago Benefits On-the-job training Qualifications...
- San Diego, CA (10 miles from La Jolla, CA)
- 30+ days ago
- San Diego, CA (10 miles from La Jolla, CA)
- 30+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Global Trade Compliance Director & Counsel
- San Diego, CA (10 miles from La Jolla, CA)
- 45+ days ago
- San Diego, CA (10 miles from La Jolla, CA)
- 45+ days ago
We're looking for people who put their innovation to work to advance our success - and their own. Join an organization that ensures a more secure world through connecting and protecting our...
Demographic Data for La Jolla, CA
Moving to La Jolla, CA? Find some basic demographic data about La Jolla, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in La Jolla, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in La Jolla, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Fannie Mae
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Acquisitions
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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