Compliance Manager Jobs in Los Gatos, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 5 days ago
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 5 days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Controls Testing Compliance Manager
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 5 days ago
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 5 days ago
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
- San Jose, CA (9 miles from Los Gatos, CA)
- 23 days ago
- San Jose, CA (9 miles from Los Gatos, CA)
- 23 days ago
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
- San Jose, CA (9 miles from Los Gatos, CA)
- 23 days ago
- San Jose, CA (9 miles from Los Gatos, CA)
- 23 days ago
The Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 30+ days ago
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 30+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
Staff Product Compliance Manager - Money Movement
- Mountain View, CA (13 miles from Los Gatos, CA)
- 90+ days ago
- Mountain View, CA (13 miles from Los Gatos, CA)
- 90+ days ago
We are seeking a Staff Product Compliance Manager - Money Movement for product compliance management to guide the company as it grows its consumer money movement programs and capabilities....
Demographic Data for Los Gatos, CA
Moving to Los Gatos, CA? Find some basic demographic data about Los Gatos, CA below.
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Salary for Compliance Manager Jobs in Los Gatos, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Los Gatos, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Reimbursement
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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