Compliance Manager Jobs in Richmond, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - New/Repositioned Properties
- San Francisco, CA (12 miles from Richmond, CA)
- 4 days ago
- San Francisco, CA (12 miles from Richmond, CA)
- 4 days ago
We are looking for a collaborative Compliance Manager to join our team!...
Sr. Director, Compliance Advisory
- San Francisco, CA (12 miles from Richmond, CA)
- 15 days ago
- San Francisco, CA (12 miles from Richmond, CA)
- 15 days ago
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
- San Francisco, CA (12 miles from Richmond, CA)
- 30+ days ago
- San Francisco, CA (12 miles from Richmond, CA)
- 30+ days ago
Why join us Brex is the AI-powered spend platform. We help companies spend with confidence with integrated corporate cards, banking, and global payments, plus intuitive software for travel and...
Remote Work- Alameda, CA (13 miles from Richmond, CA)
- 90+ days ago
- Alameda, CA (13 miles from Richmond, CA)
- 90+ days ago
The Opportunity Our location in Alameda, CA currently has an opportunity for a Senior Compliance Manager....
Associate Director, Compliance & Privacy
- South San Francisco, CA (20 miles from Richmond, CA)
- 26 days ago
- South San Francisco, CA (20 miles from Richmond, CA)
- 26 days ago
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
Product Compliance Manager, Cards & Rewards
- San Francisco, CA (12 miles from Richmond, CA)
- 30+ days ago
- San Francisco, CA (12 miles from Richmond, CA)
- 30+ days ago
The role will report directly to the Compliance Manager, Payments & Card Compliance. Where you'll work This role will be based in our San Francisco office....
Remote WorkContracts Administration, Operation, And Compliance Director
- San Francisco, CA (12 miles from Richmond, CA)
- 30+ days ago
- San Francisco, CA (12 miles from Richmond, CA)
- 30+ days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Demographic Data for Richmond, CA
Moving to Richmond, CA? Find some basic demographic data about Richmond, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Richmond, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Richmond, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Automated Clearing House
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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