Compliance Manager Jobs in Walnut Creek, CA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Director of Compliance and Operations
- San Mateo, CA (24 miles from Walnut Creek, CA)
- 4 days ago
- San Mateo, CA (24 miles from Walnut Creek, CA)
- 4 days ago
Sr. Director, Compliance & Operations Program/Dept: Operations Reports to: Chief Financial Officer Classification: Regular, Full-Time, Exempt Salary Range: $175k + DOEE + Full Benefits Package...
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 5 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 5 days ago
The Senior Director, Compliance is a leadership role within a FDIC-regulated bank responsible for overseeing and managing the bank's entire compliance program. This individual ensures that the...
Contracts Administration, Operation, And Compliance Director
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 6 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 6 days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Quality Site & Contract Compliance Manager - Facility Operations
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 13 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 13 days ago
The minimum salary for the Quality and Compliance Manager is $145,000 annually and the maximum is $162,300 annually....
Senior Risk and Compliance Manager, Trust & Safety
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 13 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 13 days ago
As the Risk and Compliance Manager, you will lead and drive high-impact, global, cross-functional initiatives, including driving the safety-by-design implementation process, identifying and leading...
- Pleasanton, CA (19 miles from Walnut Creek, CA)
- 15 days ago
- Pleasanton, CA (19 miles from Walnut Creek, CA)
- 15 days ago
As a Senior Quality Compliance Manager, the individual will play a crucial role within Abbott's Heart Failure organization with primary focus to maintain overall Quality Management System compliance...
Compliance Manager - New/Repositioned Properties
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 30+ days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 30+ days ago
We are looking for a collaborative Compliance Manager to join our team!...
Senior Compliance Manager- Program Operations (Healthcare Compliance Office)
- South San Francisco, CA (24 miles from Walnut Creek, CA)
- 30+ days ago
- South San Francisco, CA (24 miles from Walnut Creek, CA)
- 30+ days ago
The Position KEY ACCOUNTABILITIES Serves as the business owner for Funding Operations and/or Advisory Board Operations systems; navigation within the system may be up to 80% of the role. Review,...
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 45+ days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 45+ days ago
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Real Estate & Facility Management...
- Emeryville, CA (12 miles from Walnut Creek, CA)
- 45+ days ago
- Emeryville, CA (12 miles from Walnut Creek, CA)
- 45+ days ago
What the Role Is Babylist is looking for a Production Compliance Manager to ensure that all Owned Brands products meet stringent regulatory, safety, and quality standards....
Risk and Reg FS - Regulatory Strategy & Compliance Manager
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 60+ days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 60+ days ago
Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Manager Job Description & Summary A career within Regulatory Risk and Compliance services, will...
- Alameda, CA (13 miles from Walnut Creek, CA)
- 60+ days ago
- Alameda, CA (13 miles from Walnut Creek, CA)
- 60+ days ago
The Opportunity Our location in Alameda, CA currently has an opportunity for a Senior Compliance Manager....
Director of Compliance and Risk Management
- Hayward, CA (13 miles from Walnut Creek, CA)
- 90+ days ago
- Hayward, CA (13 miles from Walnut Creek, CA)
- 90+ days ago
The Director of Compliance and Risk Management provides strategic oversight and leadership to ensure TVHCs adherence to federal and state regulations, HRSA standards, and internal policies. This...
Demographic Data for Walnut Creek, CA
Moving to Walnut Creek, CA? Find some basic demographic data about Walnut Creek, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Walnut Creek, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Walnut Creek, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Acquisitions
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »