Compliance Manager Jobs in West Hartford, CT
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Risk & Compliance Manager - Program Management
- Hartford, CT (5 miles from West Hartford, CT)
- 17 days ago
- Hartford, CT (5 miles from West Hartford, CT)
- 17 days ago
As a critical member of the Strategy Advancement team, the Risk & Compliance Manager, Program Management will oversee risk, compliance, and audit activities for the Data, AI and Analytics Office (DAO...
Senior Manager, Compliance & Regulatory Affairs
- Hartford, CT (5 miles from West Hartford, CT)
- 21 days ago
- Hartford, CT (5 miles from West Hartford, CT)
- 21 days ago
Senior Manager, Compliance and Regulatory Affairs Hartford, CT, Chicago, IL, Exton, PA, Philadelphia, PA or NYC As a Senior Manager, you will be a senior member of the Americas Compliance and...
Manager of Compliance & Security
- Hartford, CT (5 miles from West Hartford, CT)
- 30+ days ago
- Hartford, CT (5 miles from West Hartford, CT)
- 30+ days ago
Wondr Health Manager of Compliance & Security in Hartford , Connecticut JOB DESCRIPTION DEPARTMENT : Technology : IT & Security POSITION : Manager of Compliance and Security REPORTS TO: S VP,...
Remote Work- Hartford, CT (5 miles from West Hartford, CT)
- 45+ days ago
- Hartford, CT (5 miles from West Hartford, CT)
- 45+ days ago
The Regional Compliance Manager is the primary responsible party for the review of all corporate compliance-related inquiries and investigations....
Environmental Services Compliance Manager- REMOTE
- Hartford, CT (5 miles from West Hartford, CT)
- 60+ days ago
- Hartford, CT (5 miles from West Hartford, CT)
- 60+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for West Hartford, CT
Moving to West Hartford, CT? Find some basic demographic data about West Hartford, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in West Hartford, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in West Hartford, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Asset Management
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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