Compliance Manager Jobs in Florida
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Overview Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents,...
Manager (CRCM) Certification Salary Range: $90,000.00 to $165,000.00 annually + bonus + benefits The above represents the expected salary range for this job requisition....
Risk & Compliance Manager Category Risk & Compliance Job Location 4980 Bayline Drive, North Fort Myers, Florida Tracking Code 756-376 Position Type Full-Time/Regular JOB TITLE: Risk & Compliance Manager...
Anticipated End Date: 2025-05-02 Position Title: Compliance Manager Job Description: Compliance Manager Location: This position will work a hybrid model (remote and office)....
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Compliance Director, Regulatory Reporting, Operations, and Custody Compliance
- St Petersburg, FL
- 27 days ago
- St Petersburg, FL
- 27 days ago
Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in the securities industry to serve as Compliance partner to Regulatory Reporting and...
Communications Compliance Director
- Saint Petersburg, FL
- 27 days ago
- Saint Petersburg, FL
- 27 days ago
Under administrative supervision, uses extensive knowledge and skills obtained through education, experience, specialized training, and/or certification in securities industry compliance to...
The Freight Fraud & Carrier Compliance Manager is responsible for leading the overall strategy, processes, and risk management related to carrier qualification, compliance, and fraud prevention within...
Job Summary Are you ready to take your career to the next level in a dynamic and high-impact role? We are looking for an exceptional leader to join our Conduct, Financial Crime, and Compliance...
Privacy Program, Compliance Manager locations Remote Colorado - United States time type Full time posted on Posted 2 Days Ago job requisition id R-0002558 Job Description Job Summary Under intermittent...
AdventHealth Corporate All the benefits and perks you need for you and your family: Benefits from Day One Career Development Whole Person Wellbeing Resources Mental Health Resources and Support...
PCG Compliance Manager locations St Petersburg, Florida - United States time type Full time posted on Posted Yesterday job requisition id R-0002865 Job Description Job Summary Under intermittent supervision...
Senior Manager, Compliance RJ Bank Fair and Responsible Banking
- St Petersburg, FL
- 45+ days ago
- St Petersburg, FL
- 45+ days ago
Senior Manager, Compliance - RJ Bank Fair and Responsible Banking locations Remote Colorado - United States time type Full time posted on Posted 30+ Days Ago job requisition id R-0001058 Job...
Audit and Compliance Supervisor - Patient Financial Services
- Clearwater, FL
- 45+ days ago
- Clearwater, FL
- 45+ days ago
BayCare is currently in search of our newest Team Member who is passionate about providing outstanding customer service to our community. We are looking for an individual seeking a career...
Highly responsible professional and supervisory work in the auditing of procurement activities in the Purchasing Department. Conducts and supervises Department-wide operational and technical...
About the role: The Compliance Manager will be responsible for supporting complex, compliance-related investigations around the globe, evaluating conflict of interest disclosures, and shaping the Ethics...
Demographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Florida
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Claims Management
- Loss Control
- Automated Clearing House
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Cost Reduction
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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