Compliance Manager Jobs in Clive, IA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director - Compliance, Enterprise Advertising
- Des Moines, IA (8 miles from Clive, IA)
- 2 days ago
- Des Moines, IA (8 miles from Clive, IA)
- 2 days ago
funds, exchange-traded funds, separately managed accounts, collective investment trusts, securities, group benefit insurance products, annuities, financial planning, retirement plans, and retail advisory...
Remote WorkRegulatory Affairs Manager - Pesticides, Biocides, & Biofuels
- Pleasant Hill, IA (11 miles from Clive, IA)
- 20 days ago
- Pleasant Hill, IA (11 miles from Clive, IA)
- 20 days ago
Overview We're hiring! Kemin is seeking a Regulatory Affairs Manager to join our Animal Nutrition and Health team. This position is responsible for ensuring regulatory compliance of product...
Manager of Compliance & Security
- Des Moines, IA (8 miles from Clive, IA)
- 30+ days ago
- Des Moines, IA (8 miles from Clive, IA)
- 30+ days ago
Wondr Health Manager of Compliance & Security in Des Moines , Iowa JOB DESCRIPTION DEPARTMENT : Technology : IT & Security POSITION : Manager of Compliance and Security REPORTS TO: S VP,...
Remote Work- West Des Moines, IA (9 miles from Clive, IA)
- 45+ days ago
- West Des Moines, IA (9 miles from Clive, IA)
- 45+ days ago
Compliance Manager We are seeking a Compliance Manager with a strong financial services and insurance background, who can translate compliance policies and procedures to various areas of business....
Environmental Services Compliance Manager- REMOTE
- Des Moines, IA (8 miles from Clive, IA)
- 60+ days ago
- Des Moines, IA (8 miles from Clive, IA)
- 60+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Clive, IA
Moving to Clive, IA? Find some basic demographic data about Clive, IA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Clive, IA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Clive, IA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Acquisitions
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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