Compliance Manager Jobs in New York
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
Implementation & Execution, Project Manager - Compliance Remediation, Vice Presi
- New York, NY
- 21 hours ago
- New York, NY
- 21 hours ago
Overview Execute high priority and complex projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and operational processes. The...
SOX Compliance Manager New York, New York | Full Time Temp to Hire | $ 60 - $ 65 per hour April 10, 2025 | Job ID: F1412561AES_......
Broad expertise in Risk Management Financial and Non-financial Risks, Credit Underwriting, Risk Analytics Modeling, Portfolio, Risk and Regulatory Reporting, Stress Testing and Capital...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
models and project collateral (including contracts, internal approval memos, lender Q&A, etc.)...
Finance and Compliance Manager (Grants Finance/Accounting/Non-supervisory)-Hybrid Schedule
- New York, NY
- 6 days ago
- New York, NY
- 6 days ago
Finance and Compliance Manager (Grants Finance/Accounting/Non-supervisory)-Hybrid Schedule 549368 Manhattanville Controller Full Time Opening on: Apr 9 2025 Grade 12 Job Type: Officer of Administration...
The role will report directly to the Compliance Manager, Payments & Card Compliance. Where you'll work This role will be based in our New York City office....
Remote WorkJob Order Number: DF9832118 Job Title: 3rd Party Risk & Compliance Manager Company: ManpowerGroup Location: New York, NY Salary: Education: Information Not Provided Experience: Information Not Provided...
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
Job Order Number: DF9825527 Job Title: Manager, Compliance Testing Company: Scotiabank Location: New York, NY Salary: Education: Information Not Provided Experience: Information Not Provided...
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
Evaluate, develop, and revise Financial Plan policies and practices....
University HR Compliance Manager CUNY City University of New York - System
- New York, NY
- 20 days ago
- New York, NY
- 20 days ago
University HR Compliance Manager POSITION DETAILS This position reports to the Talent Acquisition and Workforce Planning unit in University Human Resources. The unit supports CUNY?...
University HR Compliance Manager POSITION DETAILS This position reports to the Talent Acquisition and Workforce Planning unit in University Human Resources....
Demographic Data for New York
Moving to New York? Find some basic demographic data about New York below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Claims Management
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- Public Accounting
- BSA
- Internal Control
- Securities and Exchange Commission
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Acquisitions
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Collaboration
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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