Compliance Manager Jobs in New York
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Regional Compliance Manager (Willing to Obtain Series 24)
- Williamsville, NY
- 2 days ago
- Williamsville, NY
- 2 days ago
Regional Compliance Manager (Willing to Obtain Series 24) (240000P6) Regional Compliance Manager (Willing to Obtain Series 24) (240000P6) Primary Location : UNITED STATES-NY-Williamsville Other Locations...
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Compliance Manager Reporting to the Senior Director, Asset Management, the Compliance Manager will oversee compliance and permitting aspects of solar, wind, and battery storage facilities under construction...
Callen-Lorde Community Health Center MANAGER, COMPLIANCE AND RISK MANAGEMENT in New York , New York MANAGER, COMPLIANCE AND RISK MANAGEMENT Job Details Job Location Corporate/Administrative Office...
We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines....
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Compliance Manager 2/26/25Full Time--Manhattan Job ID: 007618 Description: Executive Headquarters (117 West 124th St) $95,000 - $110,000 Position Summary: **The Compliance Manager plays a pivotal role...
Manager, Compliance Testing The Compliance Testing Manager performs a key second line of defense role, to help ensure regulatory requirements are met across the enterprise and applicable lines of...
Compliance Manager, Multifamily (affordable, LIHTC, Section 8, bilingual)
- Queens Village, NY
- 18 days ago
- Queens Village, NY
- 18 days ago
Job Title Compliance Manager, Multifamily (affordable, LIHTC, Section 8, bilingual)( ) Job Description Summary The Multifamily Affordable Compliance Manager is responsible for auditing our residential...
Executive Communication and Reporting Vice President, Compliance Management
- New York, NY
- 20 days ago
- New York, NY
- 20 days ago
JobID: 210570283 Category: CCOR LOB/CF/Country Coverage JobSchedule: Full time Posted Date: 2025-02-19T16:28:18+00:00 JobShift: Base Pay/Salary: New York,NY $128,250.00-$195,000.00; Jersey City,NJ...
The IT Compliance Manager will also direct the development and implementation of IT/Information Security policies, procedures and controls to ensure that Steve Madden's practices remain observant to...
EEO &Title IX Investigator (Associate Director of Compliance and Diversity)
- New York, NY
- 25 days ago
- New York, NY
- 25 days ago
EEO &Title IX Investigator (Associate Director of Compliance and Diversity) POSITION DETAILS Hostos Community College is seeking to fill the position of Associate Director of Compliance and...
- Bronx, NY
- 27 days ago
- Bronx, NY
- 27 days ago
EEO &Title IX Investigator (Associate Director of Compliance and Diversity) POSITION DETAILS Hostos Community College is seeking to fill the position of Associate Director of Compliance and...
THE SELECTED CANDIDATE WILL BE OFFERED A SALARY OF $106,602.00. THIS POSITION IS ONLY OPEN TO CANDIDATES WHO ARE PERMANENT (NOT PROVISIONAL) IN THE CIVIL SERVICE TITLE OF ADMINISTRATIVE STAFF...
Director of Compliance, Office of the Agency Chief Contracting Officer
- New York, NY
- 28 days ago
- New York, NY
- 28 days ago
Job Description OPEN TO PERMANENT INCUMBENTS IN THE TTITLE OF ASSOCIATE CONTRACT SPECIALIST MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is...
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Salary for Compliance Manager Jobs in New York
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Commercial Banking
- Fannie Mae
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- Management Reporting
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Budgets
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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