Compliance Manager Jobs in North Carolina
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Requisition Number: 67269 Corning is vital to progress in the industries we help shape and in the world we share. We invent life-changing technologies using materials science. Our scientific and...
Overview This position leads all compliance and regulatory functions for First Citizens Capital Securities (“FCCS”), First Citizens Institutional Asset Management (“FCIAM”), and SVB Asset...
Remote WorkThe Executive Director of Facility Compliance is responsible for the direction and leadership of operational, financial, programmatic and personnel activities for the Cone Health facilities...
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Senior Corporate Compliance Manager - Training, Communications & Policy
- Durham, NC
- 24 days ago
- Durham, NC
- 24 days ago
United Therapeutics Senior Corporate Compliance Manager - Training, Communications & Policy in Research Triangle Park , North Carolina California, US residents click here (....
The IT Compliance Manager ensures the organizations IT systems, policies, and processes comply with industry regulations and internal standards....
Truist Audit Manager - Compliance & Ethics Risk Management in Raleigh , North Carolina The position is described below. If you want to apply, click the Apply Now button at the top or bottom of...
Director of Compliance or Assistant Athletics Director for Compliance
- Alamance, NC
- 26 days ago
- Alamance, NC
- 26 days ago
Director of Compliance or Assistant Athletics Director for Compliance Elon University, United States about 9 hours ago Location: Alamance, NORTH CAROLINA Job Type: FullTime Title: Director of...
(NYSE: MEI) is seeking a Compliance Manager to play a pivotal role in designing, enabling, and executing programs related to Methode's Compliance & Integrity Program....
- Charlotte, NC
- 28 days ago
- Charlotte, NC
- 28 days ago
This Compliance Director will play a critical role in the Vanguard Enterprise Compliance Program with specific responsibility for Vanguards Technology, Cyber Security, Information Security, and...
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...
Wondr Health Manager of Compliance & Security in Raleigh , North Carolina JOB DESCRIPTION DEPARTMENT : Technology : IT & Security POSITION : Manager of Compliance and Security REPORTS TO: S VP,...
Remote WorkDemographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Commercial Banking
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- Management Reporting
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Budgets
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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