Compliance Manager Jobs in North Carolina
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC
- 1 day ago
- Charlotte, NC
- 1 day ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Current University of Arkansas System employees, including student employees and graduate assistants, need to log in to Workday via MyApps.Microsoft.com, then access Find Jobs from the Workday...
Eaton's Corporate Finance division is currently seeking a Sustainability Compliance Manager....
The Audit and Compliance Manager will play a critical role in supporting the global audit team during a period of increased project volume....
Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us. As the Sr. Compliance Advisory...
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Senior Auditor - Compliance & Risk Management, RBC Bank
- Raleigh, NC
- 90+ days ago
- Raleigh, NC
- 90+ days ago
Job Summary Job Description What is the Opportunity? Join us as our Audit Manager, Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. RBC Bank is a subsidiary of Royal Bank...
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We...
Compliance Director, Commercial and Small Business Banking
- Charlotte, NC
- 25 days ago
- Charlotte, NC
- 25 days ago
Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus Extensive Operational knowledge as pertains to implementation of regulatory requirements...
Corning Incorporated IT Trade Compliance Manager in Charlotte , North Carolina IT Trade Compliance Manager Date: Feb 26, 2025 Location: Charlotte, NC, US, 28216 Company: Corning Requisition Number:...
The Executive Director of Facility Compliance is responsible for the direction and leadership of operational, financial, programmatic and personnel activities for the Cone Health facilities...
Senior Corporate Compliance Manager - Training, Communications & Policy
- Rtp, NC
- 60+ days ago
- Rtp, NC
- 60+ days ago
The Senior Corporate Compliance Manager Training, Communications and Policy will be responsible for: OVERSIGHT & RESPONSIBILITY: Lead the strategy, development and execution of the Compliance Departments...
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Claims Management
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- Public Accounting
- BSA
- Internal Control
- Securities and Exchange Commission
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Acquisitions
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Collaboration
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »