Compliance Manager Jobs in Aurora, ON
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager, Compliance and AML, Data Quality
- Toronto, ON (22 miles from Aurora, ON)
- 2 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 2 days ago
Requisition ID: 219598 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML, Data Quality supports the...
Senior Manager, Compliance Testing - Corporate Functions
- Toronto, ON (22 miles from Aurora, ON)
- 2 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 2 days ago
Requisition ID: 219882 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Senior Manager, Compliance Testing contributes to the...
Manager, Compliance, Road to Strong (2892)
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Manager, Compliance Business Oversight (2882)
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
(an CIRO registrant that includes Private Investment Advice, Financial Planning, and Direct Investing), Private Investment Counsel (an OSC registrant), TD Asset Management (an OSC registrant), TD Wealth...
Senior Manager, Compliance Road to Strong (1967, 1966)
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager, Compliance Control Room (2268)
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
Research and Investment Banking and ensure groups are conducting business activities independently Assist in the development of the compliance testing program with operational procedures to address...
Senior Manager, Compliance Governance & Operations (2726)
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
- Toronto, ON (22 miles from Aurora, ON)
- 30+ days ago
- Toronto, ON (22 miles from Aurora, ON)
- 30+ days ago
Manager, Compliance (Hybrid) National Employee Benefits & Retirement HUB Internationals National Employee Benefits and Retirement Team is dedicated to driving growth and excellence across Canada...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Aurora, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Aurora, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Asset Management
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Budgets
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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