Compliance Manager Jobs in Breslau, ON
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Waterloo, ON (6 miles from Breslau, ON)
- 17 days ago
- Waterloo, ON (6 miles from Breslau, ON)
- 17 days ago
Worker Sub-Type: Regular Job Description: SOX Compliance Manager Reporting to the Director SOX Compliance, the SOX Compliance Manager will be responsible for all aspects of Sarbanes-Oxley compliance...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Breslau, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Breslau, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Genetics
- Prioritizing
- Data Collection
- Know Your Customer
- OFAC
- Public Accounting
- Technical Accounting
- Generally Accepted Accounting Principles
- Financial Statements
- BSA
- Consolidation
- Journal Entries
- Securities and Exchange Commission
- Internal Control
- Lending
- Financial Reporting
- Anti-Money Laundering
- Financial Services
- Account Reconciliation
- Reconciliations
- Due Diligence
- Cost Reduction
- Finance
- Masters In Education
- Accounting
- Strategy Development
- Risk Management
- Collections
- Implementation
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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