Compliance Manager Jobs in Toronto, ON
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Job Summary Job Description What is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, primarily RBC Royal Trust, RBC Phillips, Hager & North...
Compliance Manager, Regulatory Complaints, Investigations and Inquiries
- Toronto, ON
- 1 day ago
- Toronto, ON
- 1 day ago
As Compliance Manager, you will be a member of the Regulatory Complaint, Investigation & Inquiries (RCII) team that supports Royal Mutual Funds Inc....
The company provides a broad range of financial planning and investment management services to help more than two million Canadians meet their financial goals....
We are the Canadian Division of Stewart Title Guaranty Company, a leading provider of residential and commercial title insurance. As one of the largest title insurers in the world, Stewart Title...
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
Manager, Compliance (Hybrid) National Employee Benefits & Retirement HUB Internationals National Employee Benefits and Retirement Team is dedicated to driving growth and excellence across Canada...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Toronto, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Toronto, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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