Compliance Manager Jobs in Exton, PA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- King of Prussia, PA (13 miles from Exton, PA)
- 3 days ago
- King of Prussia, PA (13 miles from Exton, PA)
- 3 days ago
Responsibilities Eager to contribute your expertise and talents in a career that really makes a difference? As a leading provider of hospital and healthcare services nationwide, UHS improves the...
Sr Director, Compliance - Coding Product Offering, Billing, Reimbursements
- Norristown, PA (17 miles from Exton, PA)
- 6 days ago
- Norristown, PA (17 miles from Exton, PA)
- 6 days ago
This position is primarily responsible for providing advice, support and monitoring with respect to Billing compliance, CPT Coding and Product Offering; for managing the Reimbursement IR process...
Director of Compliance Testing
- Malvern, PA (5 miles from Exton, PA)
- 8 days ago
- Malvern, PA (5 miles from Exton, PA)
- 8 days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Director or Assistant Athletics Director for Compliance
- Villanova, PA (15 miles from Exton, PA)
- 10 days ago
- Villanova, PA (15 miles from Exton, PA)
- 10 days ago
Posting Details (Default Section) Posting Number: 20254304S Position Title: Director or Assistant Athletics Director for Compliance Position Type: Staff Location: Villanova, PA Recruitment Type:...
- Wilmington, DE (22 miles from Exton, PA)
- 12 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 12 days ago
Job Title :- Consumer Compliance Manager Location :- Mount Laurel, New Jersey; Wilmington, Delaware; and Charlotte, North Carolina (Hybrid/ 2 days onsite) Duration :- 11 Months In this role, you will...
Consumer Compliance Manager - Oversight
- Wilmington, DE (22 miles from Exton, PA)
- 13 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 13 days ago
Hybrid Job Pay Rate Range - $40-$42/hr on w2 Location-based Roles - Candidates must be able to travel to work locations situated in Mount Laurel, New Jersey; Wilmington, Delaware; and Charlotte,...
- Wilmington, DE (22 miles from Exton, PA)
- 13 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 13 days ago
Job Title : Compliance Manager Location : Wilmington, DE (Hybrid Opportunity) Duration : 11+ Months Job Description: Knowledge of banking and financial products such as credit cards, unsecured lending...
- Malvern, PA (5 miles from Exton, PA)
- 14 days ago
- Malvern, PA (5 miles from Exton, PA)
- 14 days ago
What Youll Do: We are seeking a dedicated CDD/EDD Compliance Manager to support the Banks ongoing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) efforts....
- Wilmington, DE (22 miles from Exton, PA)
- 14 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 14 days ago
Job Title: Consumer Compliance Manager Location: Mount Laurel, NJ / Wilmington, DE / Charlotte, NC (Hybrid 2days office) Duration: 12 Months Job Description: In this role, you will perform and supervise...
Benefits Administration and Compliance Manager
- Bala Cynwyd, PA (21 miles from Exton, PA)
- 15 days ago
- Bala Cynwyd, PA (21 miles from Exton, PA)
- 15 days ago
Benefits Administration and Compliance Manager Job ID: 253686 Category: Human Resources Work Type: FT Location: Bala Cynwyd, PA, United States Work Schedule: 8hr Days Description Penn Medicine is dedicated...
SOX Compliance Manager -Business Process
- King of Prussia, PA (13 miles from Exton, PA)
- 16 days ago
- King of Prussia, PA (13 miles from Exton, PA)
- 16 days ago
Requistion Number: 25469 When you work for AmeriGas, you become a part of something BIG! Founded in 1959, AmeriGas is the nations premiere propane company, serving over 1.5 million residential,...
Quality & Compliance Manager hybrid in West Point, PA
- West Point, PA (21 miles from Exton, PA)
- 20 days ago
- West Point, PA (21 miles from Exton, PA)
- 20 days ago
Quality & Compliance Manager hybrid in West Point, PA Job ID 207218 Posted 20-Feb-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Philadelphia - Pennsylvania...
- Malvern, PA (5 miles from Exton, PA)
- 28 days ago
- Malvern, PA (5 miles from Exton, PA)
- 28 days ago
This Compliance Director will play a critical role in the Vanguard Enterprise Compliance Program with specific responsibility for Vanguards Technology, Cyber Security, Information Security, and...
- Kennett Square, PA (12 miles from Exton, PA)
- 30+ days ago
- Kennett Square, PA (12 miles from Exton, PA)
- 30+ days ago
This position is not remote and is based out of our office in Kennett Square, PA! The Onix Group is a longstanding organization that currently manages and operates a diverse collection of...
Senior Compliance Director, Head of Retail Regulatory Enablement
- Malvern, PA (5 miles from Exton, PA)
- 90+ days ago
- Malvern, PA (5 miles from Exton, PA)
- 90+ days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Demographic Data for Exton, PA
Moving to Exton, PA? Find some basic demographic data about Exton, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Exton, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Exton, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Asset Management
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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