Compliance Manager Jobs in Tennessee
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
As the Data Governance & Compliance Manager, you will report the Senior Director, Info Security and Data Governance, working closely with Legal and Business Affairs team, to lead the organizations Privacy...
About the Position The SPG Accounting & Compliance Manager position reports to the Accounting & Compliance Sr Manager, and is responsible for month-end close processes for all current and acquired Broker...
Founded in 1920, Eastman is a global specialty materials company that produces a broad range of products found in items people use every day. With the purpose of enhancing the quality of life in a...
Remote WorkWho We Are AllianceBernstein (AB) is a global investment-management firm providing industry-leading research and investment solutions through a combination of innovation, intellectual curiosity,...
Audit & Compliance Manager, Transportation Risk and Compliance (TRC)
- Nashville, TN
- 60+ days ago
- Nashville, TN
- 60+ days ago
TRC is looking for a high-judgment individual to join us as an Audit & Compliance Manager to assess AFPs compliance against contractual and legal requirements, and drive a compliance culture both internally...
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Environmental Services Compliance Manager- REMOTE
- Nashville, TN
- 90+ days ago
- Nashville, TN
- 90+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Tennessee
Moving to Tennessee? Find some basic demographic data about Tennessee below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tennessee
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tennessee offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Claims Management
- Loss Control
- Automated Clearing House
- Know Your Customer
- OFAC
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Finance
- Acquisitions
- Business Administration
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles

5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »