Compliance Manager Jobs in Northlake, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Irving, TX (24 miles from Northlake, TX)
- 2 days ago
- Irving, TX (24 miles from Northlake, TX)
- 2 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Irving, TX (24 miles from Northlake, TX)
- 5 days ago
- Irving, TX (24 miles from Northlake, TX)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Compliance Manager, Regulatory Change Management
- Frisco, TX (18 miles from Northlake, TX)
- 9 days ago
- Frisco, TX (18 miles from Northlake, TX)
- 9 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Coppell, TX (14 miles from Northlake, TX)
- 10 days ago
- Coppell, TX (14 miles from Northlake, TX)
- 10 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
- Coppell, TX (14 miles from Northlake, TX)
- 12 days ago
- Coppell, TX (14 miles from Northlake, TX)
- 12 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Demographic Data for Northlake, TX
Moving to Northlake, TX? Find some basic demographic data about Northlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Northlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Northlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Automated Clearing House
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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