Compliance Manager Jobs in Richardson, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Lending & Finance
- Plano, TX (6 miles from Richardson, TX)
- 90+ days ago
- Plano, TX (6 miles from Richardson, TX)
- 90+ days ago
Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...
- Plano, TX (6 miles from Richardson, TX)
- 1 day ago
- Plano, TX (6 miles from Richardson, TX)
- 1 day ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Financial Institution Regulatory Compliance Manager
- Frisco, TX (16 miles from Richardson, TX)
- 1 day ago
- Frisco, TX (16 miles from Richardson, TX)
- 1 day ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote Work- McKinney, TX (16 miles from Richardson, TX)
- 5 days ago
- McKinney, TX (16 miles from Richardson, TX)
- 5 days ago
As a part of our Pressure Management Business Unit (PRM), we're seeking a dedicated Trade Compliance Manager to play a pivotal role in our global trade operations in our Stafford or McKinney, Texas...
- Plano, TX (6 miles from Richardson, TX)
- 11 days ago
- Plano, TX (6 miles from Richardson, TX)
- 11 days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
- Dallas, TX (12 miles from Richardson, TX)
- 12 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 12 days ago
Association of Certified Anti-Money Laundering Specialist (ACAMS) or Certified Regulatory Compliance Manager (CRCM) designation preferred....
- Irving, TX (16 miles from Richardson, TX)
- 12 days ago
- Irving, TX (16 miles from Richardson, TX)
- 12 days ago
Kforce has a client in Irving, TX that is seeking an AML Compliance Manager.Summary:The Anti-Money Laundering (-AML-) Compliance Manager is responsible for overseeing the organization's obligations...
- Plano, TX (6 miles from Richardson, TX)
- 12 days ago
- Plano, TX (6 miles from Richardson, TX)
- 12 days ago
Company Description Since opening our first self-storage facility in 1972, Public Storage has grown to become the largest owner and operator of self-storage facilities in the world. With thousands...
- Plano, TX (6 miles from Richardson, TX)
- 17 days ago
- Plano, TX (6 miles from Richardson, TX)
- 17 days ago
Manager, Compliance Testing The Compliance Testing Manager performs a key second line of defense role, to help ensure regulatory requirements are met across the enterprise and applicable lines of...
- Dallas, TX (12 miles from Richardson, TX)
- 24 days ago
- Dallas, TX (12 miles from Richardson, TX)
- 24 days ago
Free Financial Planning services for employees. Fun and energetic work environment!...
Remote Work- McKinney, TX (16 miles from Richardson, TX)
- 30+ days ago
- McKinney, TX (16 miles from Richardson, TX)
- 30+ days ago
As a part of our Pressure Management Business Unit (PRM), we're seeking a dedicated Trade Compliance Manager to play a pivotal role in our global trade operations in our Stafford, Texas location....
Compliance, Management - Metrics and Reporting, Senior Vice President
- Dallas, TX (12 miles from Richardson, TX)
- 30+ days ago
- Dallas, TX (12 miles from Richardson, TX)
- 30+ days ago
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Governance, Risk, and Compliance Manager - Asset Management
- Dallas, TX (12 miles from Richardson, TX)
- 45+ days ago
- Dallas, TX (12 miles from Richardson, TX)
- 45+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Global Supply Chain Regulatory Compliance Manager
- Grand Prairie, TX (19 miles from Richardson, TX)
- 45+ days ago
- Grand Prairie, TX (19 miles from Richardson, TX)
- 45+ days ago
Description: You will be the Global Supply Chain Regulatory Compliance Manager for the Missiles & Fire Control (MFC) Business Area....
Director Compliance, Research & Academics
- Dallas, TX (12 miles from Richardson, TX)
- 60+ days ago
- Dallas, TX (12 miles from Richardson, TX)
- 60+ days ago
WHY UT SOUTHWESTERN? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. As a world-renowned medical and...
Demographic Data for Richardson, TX
Moving to Richardson, TX? Find some basic demographic data about Richardson, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Richardson, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Richardson, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Genetics
- Prioritizing
- Data Collection
- Know Your Customer
- OFAC
- Public Accounting
- Technical Accounting
- Generally Accepted Accounting Principles
- Financial Statements
- BSA
- Consolidation
- Journal Entries
- Securities and Exchange Commission
- Internal Control
- Lending
- Financial Reporting
- Anti-Money Laundering
- Financial Services
- Account Reconciliation
- Reconciliations
- Due Diligence
- Cost Reduction
- Finance
- Masters In Education
- Accounting
- Strategy Development
- Risk Management
- Collections
- Implementation
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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