Compliance Manager Jobs in Richardson, TX

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

1-15 of 16 Jobs

Compliance Manager - Lending & Finance

  • Plano, TX (6 miles from Richardson, TX)
  • 90+ days ago
  • Plano, TX (6 miles from Richardson, TX)
  • 90+ days ago

Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...

Audit Manager - Compliance

  • Plano, TX (6 miles from Richardson, TX)
  • 1 day ago
  • Plano, TX (6 miles from Richardson, TX)
  • 1 day ago

Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...

Financial Institution Regulatory Compliance Manager

  • Frisco, TX (16 miles from Richardson, TX)
  • 1 day ago
  • Frisco, TX (16 miles from Richardson, TX)
  • 1 day ago

If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...

Remote Work

Trade Compliance Manager

  • McKinney, TX (16 miles from Richardson, TX)
  • 5 days ago
  • McKinney, TX (16 miles from Richardson, TX)
  • 5 days ago

As a part of our Pressure Management Business Unit (PRM), we're seeking a dedicated Trade Compliance Manager to play a pivotal role in our global trade operations in our Stafford or McKinney, Texas...

Manager, Compliance

  • Plano, TX (6 miles from Richardson, TX)
  • 11 days ago
  • Plano, TX (6 miles from Richardson, TX)
  • 11 days ago

Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...

BSA Compliance Manager

  • Dallas, TX (12 miles from Richardson, TX)
  • 12 days ago
  • Dallas, TX (12 miles from Richardson, TX)
  • 12 days ago

Association of Certified Anti-Money Laundering Specialist (ACAMS) or Certified Regulatory Compliance Manager (CRCM) designation preferred....

AML Compliance Manager

  • Irving, TX (16 miles from Richardson, TX)
  • 12 days ago
  • Irving, TX (16 miles from Richardson, TX)
  • 12 days ago

Kforce has a client in Irving, TX that is seeking an AML Compliance Manager.Summary:The Anti-Money Laundering (-AML-) Compliance Manager is responsible for overseeing the organization's obligations...

Risk and Compliance Director

  • Plano, TX (6 miles from Richardson, TX)
  • 12 days ago
  • Plano, TX (6 miles from Richardson, TX)
  • 12 days ago

Company Description Since opening our first self-storage facility in 1972, Public Storage has grown to become the largest owner and operator of self-storage facilities in the world. With thousands...

Manager, Compliance Testing

  • Plano, TX (6 miles from Richardson, TX)
  • 17 days ago
  • Plano, TX (6 miles from Richardson, TX)
  • 17 days ago

Manager, Compliance Testing The Compliance Testing Manager performs a key second line of defense role, to help ensure regulatory requirements are met across the enterprise and applicable lines of...

Director of Compliance

  • Dallas, TX (12 miles from Richardson, TX)
  • 24 days ago
  • Dallas, TX (12 miles from Richardson, TX)
  • 24 days ago

Free Financial Planning services for employees. Fun and energetic work environment!...

Remote Work

Compliance Manager

  • McKinney, TX (16 miles from Richardson, TX)
  • 30+ days ago
  • McKinney, TX (16 miles from Richardson, TX)
  • 30+ days ago

As a part of our Pressure Management Business Unit (PRM), we're seeking a dedicated Trade Compliance Manager to play a pivotal role in our global trade operations in our Stafford, Texas location....

Compliance, Management - Metrics and Reporting, Senior Vice President

  • Dallas, TX (12 miles from Richardson, TX)
  • 30+ days ago
  • Dallas, TX (12 miles from Richardson, TX)
  • 30+ days ago

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...

Governance, Risk, and Compliance Manager - Asset Management

  • Dallas, TX (12 miles from Richardson, TX)
  • 45+ days ago
  • Dallas, TX (12 miles from Richardson, TX)
  • 45+ days ago

The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...

Global Supply Chain Regulatory Compliance Manager

  • Grand Prairie, TX (19 miles from Richardson, TX)
  • 45+ days ago
  • Grand Prairie, TX (19 miles from Richardson, TX)
  • 45+ days ago

Description: You will be the Global Supply Chain Regulatory Compliance Manager for the Missiles & Fire Control (MFC) Business Area....

Director Compliance, Research & Academics

  • Dallas, TX (12 miles from Richardson, TX)
  • 60+ days ago
  • Dallas, TX (12 miles from Richardson, TX)
  • 60+ days ago

WHY UT SOUTHWESTERN? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. As a world-renowned medical and...

Demographic Data for Richardson, TX

Moving to Richardson, TX? Find some basic demographic data about Richardson, TX below.


Local
National
119,462
4,470
Medium/Lg

Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...

Salary for Compliance Manager Jobs in Richardson, TX

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Richardson, TX offer the following education background
Bachelor's Degree
48.3%
Master's Degree
35.7%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Richardson, TX
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


Other Career Titles

Here are some other career titles that require similar skills



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