Compliance Manager Jobs in Southlake, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Irving, TX (15 miles from Southlake, TX)
- 1 day ago
- Irving, TX (15 miles from Southlake, TX)
- 1 day ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Tax Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 1 day ago
- Dallas, TX (23 miles from Southlake, TX)
- 1 day ago
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Irving, TX (15 miles from Southlake, TX)
- 4 days ago
- Irving, TX (15 miles from Southlake, TX)
- 4 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Compliance Manager, Regulatory Change Management
- Frisco, TX (23 miles from Southlake, TX)
- 8 days ago
- Frisco, TX (23 miles from Southlake, TX)
- 8 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Coppell, TX (9 miles from Southlake, TX)
- 9 days ago
- Coppell, TX (9 miles from Southlake, TX)
- 9 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Governance, Risk, and Compliance Manager
- Fort Worth, TX (18 miles from Southlake, TX)
- 10 days ago
- Fort Worth, TX (18 miles from Southlake, TX)
- 10 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Coppell, TX (9 miles from Southlake, TX)
- 11 days ago
- Coppell, TX (9 miles from Southlake, TX)
- 11 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 45+ days ago
Free Financial Planning services for employees. Fun and energetic work environment!...
Remote WorkCompliance, Management - Metrics and Reporting, Senior Vice President
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Governance, Risk, and Compliance Manager - Asset Management
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 60+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Director Compliance, Research & Academics
- Dallas, TX (23 miles from Southlake, TX)
- 90+ days ago
- Dallas, TX (23 miles from Southlake, TX)
- 90+ days ago
WHY UT SOUTHWESTERN? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. As a world-renowned medical and...
Demographic Data for Southlake, TX
Moving to Southlake, TX? Find some basic demographic data about Southlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Southlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Southlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Prioritizing
- Loss Control
- Commercial Banking
- Know Your Customer
- OFAC
- Public Accounting
- Generally Accepted Accounting Principles
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Lending
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Logistics
- Written Communication
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Reporting
- Data Analysis
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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