Compliance Manager Jobs in Sugar Land, TX
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Houston, TX (18 miles from Sugar Land, TX)
- 4 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 4 days ago
Department: State Appropriation Accounting Salary: Commensurate with Experience/Education Description: Oversees accounting of funds appropriated to the university from the State of Texas. Provides...
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Associate Director Compliance (Alternative Assets)
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
Associate Director - Compliance (Alternative Assets) Associate Director - Compliance (Alternative Assets) Job Description Position Summary: Support and assist IQ-EQ's investment adviser client by...
Senior Manager Compliance (Alternative Assets)
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
Senior Manager - Compliance (Alternative Assets) Senior Manager - Compliance (Alternative Assets) Job Description Support and assist IQ-EQ's investment adviser client by providing regulatory...
Research Billing & Compliance Manager
- Houston, TX (18 miles from Sugar Land, TX)
- 60+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 60+ days ago
At Houston Methodist, the Manager of Research Billing Compliance position is responsible for managing the development and execution of the Houston Methodist Research Institute research billing...
Governance, Risk, and Compliance Manager or Senior Manager - Asset Management
- Houston, TX (18 miles from Sugar Land, TX)
- 90+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Houston, TX (18 miles from Sugar Land, TX)
- 90+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 90+ days ago
Candidate Profile You are someone who possesses the following experience and credentials: Knowledge of and experience with regulations and rules covering natural gas and power trading activities,...
Demographic Data for Sugar Land, TX
Moving to Sugar Land, TX? Find some basic demographic data about Sugar Land, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sugar Land, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sugar Land, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Prioritizing
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Fraud Investigation
- Cost Reduction
- Executive Management
- Acquisitions
- Resolution
- Finance
- Business Administration
- Masters In Education
- Information Technology
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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