Compliance Specialist Jobs
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
Compliance Officer – Financial Institution – Los Angeles, CA (On-site) Hands-on compliance role | Strong regulatory focus | Stable and respected organization Title: Compliance Officer Location :...
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 11 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 11 days ago
The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp rate filings, regulatory tracking, and policyholder communications. This...
Stroke Compliance Coordinator Registered Nurse RN
- Mechanicsville, VA
- 45+ days ago
- Mechanicsville, VA
- 45+ days ago
Description Introduction Are you looking for a place to deliver excellent care patients deserve? At Johnston-Willis Hospital we support our colleagues in their positions. Join our Team as a(an)...
Sr. Business Analyst - Compliance Risk Management
- Richmond, VA
- 23 hours ago
- Richmond, VA
- 23 hours ago
Sr. Business Analyst - Compliance Risk Management Summary: We are seeking a Senior Business Analyst as a key analytical thought leader in the US Card Compliance Testing team. Our team is...
The Enterprise Risk and Compliance Analyst is responsible for supporting Avants risk management and assurance programs. The position requires both an understanding of compliance frameworks and is...
Staff Regulatory Affairs Specialist Advertising/Labeling (hybrid)
- San Diego, CA
- 1 hour ago
- San Diego, CA
- 1 hour ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Summary The Regulatory Compliance Analyst fulfills department responsibilities necessary to ensure regulatory compliance primarily in insurance policy form development, form and rate filing, and...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Cary, IL
- 1 hour ago
- Cary, IL
- 1 hour ago
Work Flexibility: Hybrid We are currently seeking a Principal Regulatory Affairs Specialist, ( Pharmaceutical Products ) to join our Medical Division. This is a Hybrid role based in Cary,...
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Job Description: Regulatory and Compliance Analyst is needed to perform the following duties: Assist Pharmacist in reviewing Center of Medicare & Medicaid service (CMS) prescription data claims as...
Pay Range- $42/hr. -$45hr. Theyre looking for an experienced regulatory affairs professional who can independently manage post-market submissions assess changes, and collaborate across teams....
Requisition ID: 87084 Florida Power & Light Company is the largest electric utility in the U.S., delivering clean, affordable, and reliable electricity to approximately 12 million Floridians. With...
Broker Dealer Regulatory Governance Compliance Officer
- New York, NY
- 3 hours ago
- New York, NY
- 3 hours ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Institutional Compliance Officer - Research
- New Brunswick, NJ
- 3 hours ago
- New Brunswick, NJ
- 3 hours ago
Recruitment/Posting Title: Institutional Compliance Officer - Research Job Category: Staff & Executive - Legal Department: UFA-Univ Ethics & Compliance Overview: Rutgers, The State University of...
Title: Regulatory Compliance Analyst Location: Alpharetta, GA (onsite) Contract: 6+ Month (with possibility to extension) Job Description: The Regulatory Compliance Analyst is responsible for...
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Specialist Jobs Nationwide
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Securities and Exchange Commission
- Internal Control
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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