Compliance Specialist Jobs in Alabama
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Every day, Global Payments makes it possible for millions of people to move money between buyers and sellers using our payments solutions for credit, debit, prepaid and merchant services. Our...
Overview The responsibilities of this position include supporting the Banks Community Reinvestment Act (CRA) Program. This position will support the program through assistance in maintaining...
Primary Purpose: Develops, implements, and manages Wealth Management/Trust Compliance. Executes process improvements and effectively leads departmental changes. Ensures compliance with all...
COMPLIANCE MANAGER / COFA BIRMINGHAM CITY CENTRE 50K-70K Douglas Scott are on the look out for an excellent and proactive and self-motivated Compliance Manager / COFA to join our leading client at...
Government Funding Compliance Consultant - Director
- Birmingham, AL
- 27 days ago
- Birmingham, AL
- 27 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...
Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can...
Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can...
System Administrator - ACAS System Security Compliance Administrator
- Montgomery, AL
- 60+ days ago
- Montgomery, AL
- 60+ days ago
Overview SMS is seeking a dynamic, motivated individual to serve as a Senior or Mid-Level ACAS System Security Compliance Operator II or III ( depends upon experience ) in support of the 26 NOS,...
Overview Integration Innovation, Inc. (i3) is seeking a Trade Compliance Administrator to join our growing team. If you are looking for a high-energy, challenging, and fun company, i3 is the right...
Demographic Data for Alabama
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Title Synonyms
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Salary for Compliance Specialist Jobs in Alabama
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Alabama offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Due Diligence
- Fraud Investigation
- Acquisitions
- Resolution
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Written Communication
- Collaboration
- Documentation
- Interpersonal Skills
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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