Compliance Specialist Jobs in Scottsdale, AZ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 9 hours ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 9 hours ago
The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp rate filings, regulatory tracking, and policyholder communications. This...
Sr. Security Governance, Risk & Compliance Analyst - Paze
- Scottsdale, AZ
- 3 days ago
- Scottsdale, AZ
- 3 days ago
At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle, Paze, and so much more. As a trusted name in payments, we...
Senior Compliance Risk Analyst
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 3 days ago
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 3 days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Gaming Compliance Administrator
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 10 days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 10 days ago
DEPARTMENT OF GAMING Arizona Department of Gaming (ADG) is the state agency charged with regulating tribal gaming, event wagering & fantasy sports contests, racing and pari-mutuel/simulcast...
Remote Work- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 15 days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 15 days ago
Location: 2721 N Central Ave, Phoenix, Arizona 85036 United States of America he Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med...
Senior Risk & Compliance Analyst
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 17 days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 17 days ago
SENIOR RISK & COMPLIANCE ANALYST at Highmark Health in Phoenix, Arizona, United States Job Description Company : Highmark Health Job Description : JOB SUMMARY This is a Hybrid role and will...
Regulatory Affairs Specialist (Hybrid)
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 22 days ago
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 22 days ago
Work Flexibility: Hybrid or Onsite Stryker is hiring a Regulatory Affairs Specialist. This position is Hybrid/Onsite, supporting our Endoscopy Division in Tempe, Arizona. What you will do As a...
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 25 days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 25 days ago
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, monitoring business unit...
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 30+ days ago
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 30+ days ago
The Senior Analyst, Compliance Operations/Information Lifecycle Management, will primarily be responsible for performing second-line controls intended to provide oversight of the firm's regulatory...
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 30+ days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 30+ days ago
ARIZONA DEPARTMENT OF HOUSING Housing is the foundation for success. We lead and collaborate with our community partners to create, preserve and invest in affordable housing. We protect housing...
About HUB In a rapidly changing world, HUB advises businesses and individuals on how to prepare for the unexpected. As one of the worlds largest insurance brokers, our focus is dedicated to...
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 60+ days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 60+ days ago
AHCCCS Arizona Health Care Cost Containment System Accountability, Community, Innovation, Leadership, Passion, Quality, Respect, Courage, Teamwork The Arizona Health Care Cost Containment System...
Chief Compliance Officer StandardAero is seeking an experienced and strategic Chief Compliance Officer (CCO) to lead our compliance function and ensure adherence to all applicable laws,...
Registered Nurse Compliance Officer 1 (Ltc)
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 90+ days ago
- Phoenix, AZ (11 miles from Scottsdale, AZ)
- 90+ days ago
DEPT OF HEALTH SERVICES The Arizona Department of Health Services promotes and protects the health of Arizona's children and adults. Our mission is to promote, protect, and improve the health and...
Global Corporate & Investment Banking - Compliance Officer, Vice President
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 90+ days ago
- Tempe, AZ (7 miles from Scottsdale, AZ)
- 90+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're...
Demographic Data for Scottsdale, AZ
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Salary for Compliance Specialist Jobs in Scottsdale, AZ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Scottsdale, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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