Compliance Specialist Jobs in California
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
- Strategic Employment Partners
- Los Angeles, CA
- 1 day ago
Compliance Officer – Financial Institution – Los Angeles, CA (On-site) Hands-on compliance role | Strong regulatory focus | Stable and respected organization Title: Compliance Officer Location :...
About NevroNevro (NYSE: NVRO) is a global medical device company headquartered in Redwood City, California.We are focused on delivering comprehensive, life-changing solutions that continue to set...
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, we'll give you the...
Quieres desarrollar tu carrera profesional? BBVA es una empresa global con mas de 160 anos de historia que opera en mas de 25 paises en los que damos servicio a mas de 80 millones de clientes....
Do you want to take responsibility and make a difference with your work? With your expertise, we can achieve great goals together. We are WACKER - Reliable. Determined. Ambitious. As one of the...
Staff Regulatory Affairs Specialist Advertising/Labeling (hybrid)
- San Diego, CA
- 20 hours ago
- San Diego, CA
- 20 hours ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
A Biopharmaceutical organization in the San Diego area is seeking a highly experienced Sr. Compliance Associate to join its Quality team. This individual will play a key role in ensuring...
Your Future Evolves Here** Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Alternate Locations:** Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote WorkIn this role, the Compliance Associate will be responsible for upholding the firm's standards of integrity and regulatory adherence. The candidate will assist in maintaining the Code of Ethics...
Senior Regulatory Affairs Specialist - BD Advanced Patient Monitoring
- Laguna Beach, CA
- 5 days ago
- Laguna Beach, CA
- 5 days ago
Becton Dickinson (BD) recently completed the acquisition of the Edwards Critical Care business. This position is part of the Critical Care division, and as such will become a part of the BD...
and Duties All applicants will be considered, however SROA/Surplus candidates will be given priority. Are you interested in making life better for Californians? Are you looking for a career and...
Albertsons-Safeway's Northern California Division has an opening for a Compliance Auditor supporting retail store operations throughout Northern California, Nevada, and Hawaii. Primary...
Demographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in California
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Anti-Money Laundering
- Revenue Cycle
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Fundraising
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Documentation
- Flexibility
- Reporting
- Collaboration
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Sales
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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