Compliance Specialist Jobs in Greenwood Village, CO
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Chief Compliance Officer-Transamerica Funds
- Denver, CO (9 miles from Greenwood Village, CO)
- 12 hours ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 12 hours ago
Must have thorough understanding of compliance related issues affecting mutual funds and the asset management industry....
- Denver, CO (9 miles from Greenwood Village, CO)
- 5 days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 5 days ago
Your Future Evolves Here Evolent partners with health plans and providers to achieve better outcomes for people with most complex and costly health conditions. Working across specialties and...
Medicaid Regulatory and Compliance Specialist
- Aurora, CO (10 miles from Greenwood Village, CO)
- 8 days ago
- Aurora, CO (10 miles from Greenwood Village, CO)
- 8 days ago
healthcare organization in the Aurora, CO area to hire a Medicaid Regulatory and Compliance Specialist....
Senior Regulatory Affairs Specialist
- Greenwood Village, CO
- 21 days ago
- Greenwood Village, CO
- 21 days ago
Work Flexibility: Hybrid Stryker is hiring a Senior Regulatory Affairs Specialist to support Sports Medicine in Denver, CO! In this role, you will develop and implement regulatory strategies,...
Senior Regulatory Affairs Specialist
- Denver, CO (9 miles from Greenwood Village, CO)
- 23 days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 23 days ago
Work Flexibility: Hybrid Stryker is hiring a Senior Regulatory Affairs Specialis t to support Sports Medicine in Denver, CO! In this role, you will develop and implement regulatory strategies,...
- Denver, CO (9 miles from Greenwood Village, CO)
- 25 days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 25 days ago
Senior Compliance Auditor Senior Compliance Auditor locations Administrative Offices - 601 Broadway, Denver, CO 80203 time type Full time posted on Posted 2 Days Ago job requisition id R10647 We...
Principal Regulatory Affairs Specialist/Engineer (SaMD)
- Denver, CO (9 miles from Greenwood Village, CO)
- 30+ days ago
- Denver, CO (9 miles from Greenwood Village, CO)
- 30+ days ago
Principal Regulatory Affairs Specialist/Engineer (SaMD) Principal Regulatory Affairs Specialist/Engineer (SaMD) Virtual US About Cleerly We're Cleerly - a healthcare company that's revolutionizing...
Compliance Auditor (Affordable Housing)
- Greenwood Village, CO
- 30+ days ago
- Greenwood Village, CO
- 30+ days ago
Compliance Auditor (Hybrid) | San Diego, CA 92123 Who We Are: Founded in 1975, CONAM Management operates in 10 states, across 26 key metropolitan markets, supporting over 60,000 apartment units of...
Demographic Data for Greenwood Village, CO
Moving to Greenwood Village, CO? Find some basic demographic data about Greenwood Village, CO below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Greenwood Village, CO
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Greenwood Village, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Analytical Skills
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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