Compliance Specialist Jobs in Connecticut

A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.

Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.

1-15 of 16 Jobs

Compliance Officer

  • New Canaan, CT
  • 22 hours ago
  • New Canaan, CT
  • 22 hours ago

Specialist Requirements Qualifications & Skills: Bachelor's degree and knowledge of banking regulations Legal background and, or, JD degree required....

Regulatory Affairs Specialist

  • Trumbull, CT
  • 1 day ago
  • Trumbull, CT
  • 1 day ago

Oversees/Manages the regulation process for products requiring regulatory agency licensing, registration, or clearance, including filing necessary applications/submissions. Coordinates the...

Senior Regulatory Affairs Specialist

  • New Haven, CT
  • 2 days ago
  • New Haven, CT
  • 2 days ago

Position Focus: NOTE: This is a Remote Position. Reporting to the Regulatory Manager, the Senior Regulatory Affairs Specialist plays a key role in the research and treatment mission of Yale Cancer...

Compliance Associate

  • Greenwich, CT
  • 6 days ago
  • Greenwich, CT
  • 6 days ago

Compliance Associate | Greenwich, CT | Alternative Investment Firm The Compliance Associate will be responsible for assisting with the efficient execution and administration of the Firm's compliance...

Compliance Coordinator

  • New Haven, CT
  • 7 days ago
  • New Haven, CT
  • 7 days ago

Position Focus: Under the general direction of the Director of the Conflict of Interest Office, and with broad latitude for discretion and independent judgment, the Compliance Coordinator is...

Developmental Services Resource Compliance Coordinator (37.5 Hour

  • Waterbury, CT
  • 7 days ago
  • Waterbury, CT
  • 7 days ago

State of Connecticut, Department of Administrative Services Developmental Services Resource Compliance Coordinator (37.5 Hour in Waterbury , Connecticut Developmental Services Resource Compliance...

Contracts & Compliance Coordinator

  • Danbury, CT
  • 9 days ago
  • Danbury, CT
  • 9 days ago

Job ID: 111719 The Leonardo DRS Naval Power Systems business is a trusted provider of innovative naval gas and hybrid power systems, control technology and support solutions for the U.S. Navy and...

Finance Risk Compliance - Consultant/Manager

  • Hartford, CT
  • 11 days ago
  • Hartford, CT
  • 11 days ago

Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...

IT Risk and Compliance Officer, Information Technology

  • Uncasville, CT
  • 16 days ago
  • Uncasville, CT
  • 16 days ago

Summary of Job Description: Incumbent is responsible for managing the Tribal Government IT policies relating to compliance frameworks including applicable systems, tools, policies and procedures....

Government Funding Compliance Consultant - Director

  • Stamford, CT
  • 27 days ago
  • Stamford, CT
  • 27 days ago

Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Director Job Description & Summary At PwC, our people in risk and compliance focus...

Regulatory Affairs Specialist

  • Trumbull, CT
  • 29 days ago
  • Trumbull, CT
  • 29 days ago

About CooperSurgical CooperSurgical is a leading fertility and women's healthcare company dedicated to putting time on the side of women, babies, and families at the healthcare moments that matter...

Regulatory Affairs Specialist - SDS and GHS

  • Stamford, CT
  • 45+ days ago
  • Stamford, CT
  • 45+ days ago

Our client, a leader in the consumer products industry, is seeking a Regulatory Affairs Specialist - SDS and GHS to join their team. As a Regulatory Affairs Specialist - SDS and GHS, you will be...

Regulatory Affairs Specialist

  • Trumbull, CT
  • 45+ days ago
  • Trumbull, CT
  • 45+ days ago

Our client, a leader in the Consumer Packaged Goods industry, is seeking a Regulatory Affairs Specialist to join their team. As a Regulatory Affairs Specialist, you will be part of the compliance...

Regulatory Affairs Specialist

  • Stamford, CT
  • 45+ days ago
  • Stamford, CT
  • 45+ days ago

Our client, a leader in the consumer products industry, is seeking a Regulatory Affairs Specialist to join their team. As a Regulatory Affairs Specialist, you will be part of the compliance...

Compliance Auditor

  • New Haven, CT
  • 60+ days ago
  • New Haven, CT
  • 60+ days ago

Position Focus: Coordinate and conduct medical billing audits for the Yale Medicine Administration. Evaluate medical billing, coding and documentation for 18 clinical departments under the...

Demographic Data for Connecticut

Moving to Connecticut? Find some basic demographic data about Connecticut below.


Local
National
3,605,944
87,557

Compliance Specialist Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

Users interested in this job title also searched for the following job title


Salary for Compliance Specialist Jobs in Connecticut

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in Connecticut offer the following education background
Bachelor's Degree
46.8%
Master's Degree
35.0%
Doctorate Degree
6.5%
Associate's Degree
4.2%
High School or GED
3.5%
Vocational Degree or Certification
3.3%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in Connecticut
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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