Compliance Specialist Jobs in Wilmington, DE
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 4 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 4 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
Governance, Risk & Compliance Analyst, Specialist
- Malvern, PA (22 miles from Wilmington, DE)
- 5 days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 5 days ago
Governance, Risk & Compliance Analyst, Specialist: Works with IT subdivisions and business units as the technical authority regarding security of application and systems software, equipment, and related...
Regulatory Affairs Specialist 4
- Newark, DE (12 miles from Wilmington, DE)
- 8 days ago
- Newark, DE (12 miles from Wilmington, DE)
- 8 days ago
Why Hologic? Hologic empowers people to live healthier lives everywhere, every day. We are the leading Innovator in women's health, helping healthcare professionals around the world diagnose and...
Analyst, Compliance (Remote Consideration)
- Radnor, PA (24 miles from Wilmington, DE)
- 8 days ago
- Radnor, PA (24 miles from Wilmington, DE)
- 8 days ago
Alternate Locations: Charlotte, NC (North Carolina); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska); Radnor, PA (Pennsylvania); Work...
Remote WorkSenior Regulatory Affairs Specialist
- Exton, PA (22 miles from Wilmington, DE)
- 10 days ago
- Exton, PA (22 miles from Wilmington, DE)
- 10 days ago
West Pharmaceutical Services, Inc. seeks a Senior Regulatory Affairs Specialist at its Exton, PA location. DUTIES: Develop and implement regulatory strategies for West's Administration System...
Remote WorkCompliance Coordinator, Scholarship and VA Benefits
- Newark, DE (12 miles from Wilmington, DE)
- 15 days ago
- Newark, DE (12 miles from Wilmington, DE)
- 15 days ago
Pay Grade: 28N Location: Newark/Hybrid Context of the Job: The Student Financial Services compliance team is responsible for monitoring federal, state, and institutional regulations pertaining to...
VP, Compliance Officer - Deposit Advisory
- Malvern, PA (22 miles from Wilmington, DE)
- 16 days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 16 days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Technical Business Analyst Compliance Technology Experienced Hire
- Philadelphia, PA (24 miles from Wilmington, DE)
- 21 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 21 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Regulatory Affairs Specialist, Senior
- Talleyville, DE (5 miles from Wilmington, DE)
- 22 days ago
- Talleyville, DE (5 miles from Wilmington, DE)
- 22 days ago
The Senior Regulatory Affairs Specialist is responsible for the successful implementation of regulatory goals and objectives. Accountable for creating a culture of continuous regulatory readiness...
Overview: This position is responsible for supervisory exam management, continuous monitoring, and may provide consultation and guidance to (1) senior management and (2) Regulatory Affairs...
Senior Analyst, Compliance & Regulatory Affairs
- Exton, PA (22 miles from Wilmington, DE)
- 30+ days ago
- Exton, PA (22 miles from Wilmington, DE)
- 30+ days ago
Senior Analyst, Regulatory Compliance Affairs Exton, PA I Hartford, CT I USA As a Senior Analyst, you will be a member of Regulatory Compliance Services (RCS) team part of AXA XL's Underwriting...
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University of Pennsylvania
- Philadelphia, PA (24 miles from Wilmington, DE)
- 30+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 30+ days ago
Regulatory Affairs Specialist Senior (Department of Ophthalmology) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
Regulatory Affairs Specialist Senior (Department of Ophthalmology)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 30+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 30+ days ago
University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in education, research, and innovation. This historic, Ivy League...
Assistant Manager, Facilities & Security / Clery Compliance Officer
- Wilmington, DE
- 60+ days ago
- Wilmington, DE
- 60+ days ago
Job Description Back to Career Opportunities Application Instructions Send a cover letter, resume, and three (3) professional references from previous supervisors, and one (1) professional...
- Villanova, PA (23 miles from Wilmington, DE)
- 60+ days ago
- Villanova, PA (23 miles from Wilmington, DE)
- 60+ days ago
Posting Details (Default Section) Posting Number: 20254259S Position Title: University Compliance Officer Position Type: Staff Location: Villanova, PA Recruitment Type: Internal/External...
Demographic Data for Wilmington, DE
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Salary for Compliance Specialist Jobs in Wilmington, DE
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Wilmington, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- ICH Guidelines
- OFAC
- 21 CFR 820
- Management Reporting
- BSA
- Wealth Management
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Investment Management
- Lending
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Medicaid
- Fundraising
- Finance
- Liaison
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Decision Making
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Microsoft Outlook
- Collaboration
- Documentation
- Flexibility
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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